Robert B. Deskin

Some features on this profile are disabled

CRD#: 1397041

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Bruce Deskin, who also goes by Bruce Deskin, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1985. Robert had worked at 8 firms and has passed the Series 63, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bruce Deskin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 17, 2012 - September 29, 2014

CAIN BROTHERS & COMPANY, LLC

CRD#: 13649

HOUSTON, TX

Past

October 21, 2009 - April 5, 2012

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Past

July 2, 2008 - October 6, 2009

FIRST SOUTHWEST COMPANY, LLC

CRD#: 316

HOUSTON, TX

Past

March 17, 2006 - June 25, 2008

UBS SECURITIES LLC

CRD#: 7654

HOUSTON, TX

Past

June 25, 2003 - March 27, 2006

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

March 15, 2002 - July 2, 2003

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

February 24, 2000 - February 26, 2002

CAIN BROTHERS & COMPANY, LLC

CRD#: 13649

NEW YORK, NY

Past

February 7, 2000 - February 28, 2000

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

August 14, 1992 - February 1, 2000

CAIN BROTHERS & COMPANY, LLC

CRD#: 13649

NEW YORK, NY

Past

September 24, 1985 - April 27, 1992

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 8/29/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/21/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 12/7/2009

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 4/30/1999

General Securities Principal Examination

Current Firm

CAIN BROTHERS & COMPANY, LLC

CAIN BROTHERS & COMPANY, INCORPORATED | CAIN BROTHERS, SHATTUCK & COMPANY, INCORPORATED | CAIN BROTHERS, SHATTUCK & COMPANY | CAIN BROTHERS & COMPANY, LLC

CRD#: 13649 / SEC#: , 8-43078

Terminated by SEC on 03/04/2018

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Mailing Address

Phone number

Established

Delaware since 06/18/1997

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
KEYBANC CAPITAL MARKETS INC.	SOLE MEMBER	566
DAVIDENKO, CHARITY ANN	CHIEF COMPLIANCE OFFICER/VP COMPLIANCE	4203342
FRAIMAN, ROBERT JAY JR	CHIEF EXECUTIVE OFFICER, PRESIDENT	1281268
THURMAN, RHETT DAVID	CHIEF ADMINISTRATIVE OFFICER, FINANCIAL & OPERATIONS PRINCIPAL	4484341

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Robert B. Deskin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RAYMOND JAMES & ASSOCIATES, INC.

FIRST SOUTHWEST COMPANY, LLC

UBS SECURITIES LLC

BANC OF AMERICA SECURITIES LLC

A. G. EDWARDS & SONS, INC.

CAIN BROTHERS & COMPANY, LLC

UBS FINANCIAL SERVICES INC.

CAIN BROTHERS & COMPANY, LLC

CREDIT SUISSE SECURITIES (USA) LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/29/2003

Series 7

Date: 9/21/1985

Series 53

Date: 12/7/2009

Series 24

Date: 4/30/1999

Current Firm

CAIN BROTHERS & COMPANY, LLC

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CAIN BROTHERS & COMPANY, LLC

TRUST BUT VERIFY

Similar Advisors