Belinda B. Coombs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Belinda Brigham Coombs, who also goes by Belinda Lynn Brigham, Wendy Brigham, Belinda (wendy) Coombs, Belinda B Coombs, Belinda B. Coombs, Belinda Brigham Coombs, Wendy B Coombs, was a registered financial professional .
Belinda is a previously registered financial professional and started their career in finance in 1996. Belinda had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 2016 - December 31, 2017
CAP PARTNERS, LLC
April 4, 2012 - May 12, 2014
ALLSTATE FINANCIAL ADVISORS, LLC
April 4, 2012 - May 12, 2014
ALLSTATE FINANCIAL SERVICES, LLC
November 6, 2008 - May 9, 2011
UBS FINANCIAL SERVICES INC.
November 6, 2008 - May 9, 2011
UBS FINANCIAL SERVICES INC.
November 17, 2004 - November 10, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 8, 2004 - November 10, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 28, 2000 - December 10, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 20, 2000 - December 10, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 18, 1999 - May 31, 2000
HARDMAN FINANCIAL SERVICES, INC.
May 1, 1996 - August 21, 1997
EDWARD JONES
Primary Firm SEC Registration
CAP PARTNERS, LLC
CRD#: 144779 / SEC#: 801-121600
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAP PARTNERS, LLC
CRD#: 144779 / SEC#: 801-121600
Contact information
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,281 |
| AUM (Assets Under Management) | $ 220,229,192 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
