JG
Jay C. Goodgal
J.C. GOODGAL
Pound Ridge, NY
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CRD#: 1396919
JG
Professional summary
Jay Charles Goodgal is a registered financial advisor currently at J.C. GOODGAL, INC. located in Pound Ridge, New York.
Jay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Jay has worked at 1 firm and has passed the Series 65, Series 63, Series 7, Series 27, Series 53, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
C.P.L. Limited, Investment Holding Company Address: Admiral Park, Dorey Court, St. Peter Port, Guernsey GY1 2HT, Channel Islands, Position: Managing Director, 08/1992, Less than 2 hours per month, Time During Business Hours: De Minimis, Duties: Investment and Oversight Castalia Partners Limited, Investment Holding Company Address: Admiral Park, Dorey Court, St. Peter Port, Guernsey GY1 2HT, Channel Islands, Position: Managing Director, 09/1995, Less than 2 hours per month, Time During Business Hours: De Minimis, Duties: Investment and Oversight Castalia Partners LLC, Business Development Company Address:11 Apple Tree Lane, Pound Ridge, New York 10576, Managing Partner, 07/2001, Less than 2 hours per month, Time During Business Hours: De Minimis, Duties: Investment and Oversight Castalia Advisors LLC, Business Development Company and Provides Research to J.C. Goodgal, Inc. Address:11 Apple Tree Lane, Pound Ridge, New York 10576, Managing Partner, 08/2003, Less than 4 hours per month, Time During Business Hours: Max. 1 hour, Duties: Investment and Oversight Castalia Lake LLC, Family Partnership Address:11 Apple Tree Lane, Pound Ridge, New York 10576, Managing Partner, 04/2010, Less than 1 hour per month, Time During Business Hours: De Minimis, Duties: Investment and Oversight Greenshields Agri Holdings plc, Agricultural Company Address: 3rd Floor, Analyst House, Peel Road, Douglas IM1 4LZ, Isle of Man, Vice Chairman & Director, 05/2014, Less than 4 hours per month, Time During Business Hours: De Minimis, Duties: Capital Investment and Strategy Greenshields Estates Limited, Agricultural Company (Subsidiary of Greenshields Agri Holdings plc) Address: 3rd Floor, Analyst House, Peel Road, Douglas IM1 4LZ, Isle of Man, Director, 11/2010, Less than 1 hour per month, Time During Business Hours: De Minimis, Duties: Capital Investment and Strategy Greenshields Agri Limited, Agricultural Company (Subsidiary of Greenshields Agri Holdings plc) Address: 3rd Floor, Analyst House, 9-10 St. Andrew Square, Edinburgh, Scotland EH2 2AF, United Kingdom, Director, 05/2011, Less than 2 hours per month, Time During Business Hours: De Minimis, Duties: Capital Investment and Strategy Agricultural Management (Haddington) Limited, Agricultural Company (Subsidiary of Greenshields Agri Holdings plc) Address: 3rd Floor, Analyst House, 9-10 St. Andrew Square, Edinburgh, Scotland EH2 2AF, United Kingdom, Director, 10/2015, Less than 1 hour per month, Time During Business Hours: De Minimis, Duties: Capital Investment and Strategy Raven International Inc., International Hotel Investment Address: Monrovia, Liberia, Director, 10/2011, Less than 1 hour per month, Time During Business Hours: De Minimis, Duties: Capital Investment and Strategy CS Maritime Inc., Shipping Company Address: Majuro, Marshall Islands, Director, 07/2017, Less than 1 hour per month, Time During Business Hours: De Minimis (Company is Dormant), Duties Business Development Pawwtners Inc., Social Media Company Address:11 Apple Tree Lane, Pound Ridge, New York 10576, Chief Executive Officer, 01/2021, Less than 8 hours per month, Time During Business Hours: Max 1 hour per day, Duties: Investment and Oversight
CRS (Client Relationship Summary) - RIA
Click below to view Jay Charles Goodgal's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 3, 2021 - Present
J.C. GOODGAL, INC.
RIA
CRD#: 128318
Pound Ridge, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(11/3/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
JG
J.C. GOODGAL, INC.
J.C. GOODGAL, INC.
CRD#: 128318 / SEC#:
New York
Registered Investment Advisory firm - (12/3/2003 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Pound Ridge, NY
Mailing Address
Phone number
(914) 733-7380
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 24 |
| AUM (Assets Under Management) | $ 15,325,656 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
