Jesse J. Jefferson
Professional summary
Jesse Jerome Jefferson is a registered financial professional currently at BANCROFT CAPITAL, LLC located in Los Angeles, California.
Jesse is registered as a RR (Registered Representative) and started their career in finance in 1985. Jesse has worked at 18 firms and has passed the Series 63, Series 52TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jesse Jerome Jefferson's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 4, 2019 - Present
BANCROFT CAPITAL, LLC
Office #1: 1901 Avenue Of The Stars 2nd Floor, Los Angeles, CA, 90067April 8, 2019 - August 29, 2019
TRIBAL CAPITAL MARKETS, LLC
June 30, 2014 - April 9, 2019
DREXEL HAMILTON, LLC
October 8, 2013 - April 25, 2014
MULTI-BANK SECURITIES, INC.
February 17, 2012 - November 7, 2013
CRT CAPITAL GROUP LLC
March 29, 2011 - February 14, 2012
PIERPONT CAPITAL ADVISORS LLC
February 4, 2010 - April 18, 2011
MISCHLER FINANCIAL GROUP, INC.
February 18, 2005 - February 5, 2010
STEPHENS
June 29, 2004 - February 15, 2005
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
August 21, 2001 - June 28, 2004
NBC CAPITAL MARKETS GROUP, INC.
May 13, 1999 - August 20, 2001
JACKSON SECURITIES LLC
December 11, 1995 - May 11, 1999
LLAMA COMPANY
December 5, 1994 - December 15, 1995
LEGG MASON WOOD WALKER, INCORPORATED
October 6, 1994 - December 16, 1994
CIBC WORLD MARKETS CORP.
June 1, 1994 - September 27, 1994
GMS GROUP
April 1, 1993 - June 9, 1994
LEHMAN BROTHERS INC.
June 3, 1991 - April 1, 1993
UBS FINANCIAL SERVICES INC.
September 24, 1985 - June 4, 1991
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/12/2019)
(9/4/2019)
(10/7/2019)
(9/4/2019)
(9/4/2019)
(9/4/2019)
(9/18/2019)
(9/4/2019)
(10/7/2019)
(9/4/2019)
(9/7/2023)
(9/4/2019)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
BANCROFT CAPITAL, LLC
CRD#: 290665 / SEC#: , 8-70035
Contact information
FINRA licenses (34 States and Territories)
Red Flags
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