William R. Borton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William R Borton, who also goes by William Reid Borton, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1985. William had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2017 - December 31, 2018
W.R. BORTON ADVISORS LLC
September 6, 1989 - October 26, 1994
ROBERT W. BAIRD & CO. INCORPORATED
May 16, 1986 - January 6, 1995
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
August 26, 1985 - April 25, 1986
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
August 26, 1985 - April 28, 1986
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
W.R. BORTON ADVISORS LLC
CRD#: 287657 / SEC#:
Contact information
Red Flags
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