Robert W. Oakes

BUCKMAN, BUCKMAN & REID

Little Silver, NJ 07739

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CRD#: 1396707

Professional summary

Robert W Oakes, who also goes by Robert W Oakes Jr, is a registered financial professional currently at BUCKMAN, BUCKMAN & REID, INC. located in Little Silver, New Jersey.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1985. Robert has worked at 12 firms and has passed the Series 63, Series 57TO, Series 62, Series 52TO, SIE, Series 55, Series 7, Series 6, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Robert W Oakes Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert W Oakes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 27, 2024 - Present

BUCKMAN, BUCKMAN & REID, INC.

Office #1: 44 Church St., Little Silver, NJ 07739

CRD#: 23407

Little Silver, NJ

Past

May 21, 2024 - August 26, 2024

BUCKMAN, BUCKMAN & REID, INC.

CRD#: 23407

LITTLE SILVER, NJ

Past

August 4, 2022 - May 21, 2024

SAN BLAS SECURITIES LLC

CRD#: 290605

Red Bank, NJ

Past

February 9, 2018 - September 1, 2022

PAULSON INVESTMENT COMPANY LLC

CRD#: 5670

Hazlet, NJ

Past

July 12, 2016 - January 29, 2018

CELADON FINANCIAL GROUP LLC

CRD#: 36538

Hazlet, NJ

Past

June 10, 2011 - July 7, 2016

BUCKMAN, BUCKMAN & REID, INC.

CRD#: 23407

little silver, NJ

Past

October 5, 2007 - May 24, 2011

SETON SECURITIES GROUP, INC.

CRD#: 18044

UNION BEACH, NJ

Past

October 29, 2002 - October 1, 2007

BILTMORE INTERNATIONAL CORPORATION

CRD#: 21163

EDISON, NJ

Past

October 20, 1998 - September 27, 2002

PHILLIP LOUIS TRADING, INC.

CRD#: 19378

RED BANK, NJ

Past

July 10, 1995 - October 28, 1998

SOUTH BEACH SECURITIES, INC.

CRD#: 15130

CHICAGO, IL

Past

July 22, 1991 - July 20, 1995

CROWN FINANCIAL GROUP, INC.

CRD#: 540

JERSEY CITY, NJ

Past

July 16, 1990 - August 9, 1991

PRINCETON FINANCIAL GROUP, INC.

CRD#: 14597

Past

June 15, 1988 - July 23, 1990

WILLIAM ALLEN & COMPANY INCORPORATED

CRD#: 21896

Past

August 20, 1985 - June 24, 1988

FITZGERALD, DEARMAN & ROBERTS, INC.

CRD#: 317

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(8/27/2024)

New York
(8/27/2024)

Utah
(8/27/2024)

Wyoming
(5/2/2025)

Exams

State Security Law Exam

Series 63

Date: 8/7/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 62

Date: 1/2/2023

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 3/18/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 1/18/1986

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/8/1985

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 53

Date: 10/31/1995

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/26/1991

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

BUCKMAN, BUCKMAN & REID, INC.

BUCKMAN, BUCKMAN & REID, INC. | MERCER, BOKERT, BUCKMAN & REID, INC.

CRD#: 23407 / SEC#: , 8-40413

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

44 Church St., Little Silver, NJ 07739

Mailing Address

44 Church St., Little Silver, NJ 07739

Phone number

(732) 530-0303

Established

New Jersey since 09/07/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
JTC HOLDINGS LLC	SHARE HOLDER
GIAKAS, WALLACE MARTIN	STOCKHOLDER	1068278
LAU, PETER SEN	STOCKHOLDER	2302677
YANG, ZHAO	SHAREHOLDER	6077274
ALMERINI, LOUIS ACHILLE	FINOP	1605183
BUCKMAN, HARRY JOHN	CHAIRMAN, RSOP	1090909
BUCKMAN, HARRY JOHN JR	SR. VICE PRESIDENT	2202467
BUCKMAN, MARY	STOCKHOLDER	5823239
BUCKMAN, THOMAS PAUL	SECRETARY	2577168
CAMPOLI, JOHN	SHAREHOLDER	6596748
PANNO, RICHARD ANTHONY	CHIEF COMPLIANCE OFFICER	724727
SHOICHET, MARK ELLIOTT	STOCKHOLDER	2301353

Disclosures

Regulatory Event	18
Arbitration	4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert W. Oakes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert W Oakes's CRS (Customer Relationship Summary).

Certified licenses

Experience

BUCKMAN, BUCKMAN & REID, INC.

SAN BLAS SECURITIES LLC

PAULSON INVESTMENT COMPANY LLC

CELADON FINANCIAL GROUP LLC

BUCKMAN, BUCKMAN & REID, INC.

SETON SECURITIES GROUP, INC.

BILTMORE INTERNATIONAL CORPORATION

PHILLIP LOUIS TRADING, INC.

SOUTH BEACH SECURITIES, INC.

CROWN FINANCIAL GROUP, INC.

PRINCETON FINANCIAL GROUP, INC.

WILLIAM ALLEN & COMPANY INCORPORATED

FITZGERALD, DEARMAN & ROBERTS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/7/1986

Series 57TO

Date: 1/2/2023

Series 62

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 3/18/2000

Series 7

Date: 1/18/1986

Series 6

Date: 8/8/1985

Series 53

Date: 10/31/1995

Series 24

Date: 6/26/1991

FINRA

Nasdaq Stock Market

Current Firm

BUCKMAN, BUCKMAN & REID, INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

BUCKMAN, BUCKMAN & REID, INC.

TRUST BUT VERIFY

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