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Alan Lee Teigman

CRD# 1396692·Registered 1986 - 1990
Previously Registered: Being a previously registered professional could mean that Alan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Alan Lee Teigman, who also goes by T J Teejg, was a registered financial advisor. Alan was a previously registered financial professional and started their career in finance 1986 - 1990. Alan had worked at 7 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

T J Teejg

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

Past

H. STARR FINANCIAL CORP.Past·CRD# 16631
BD
May 30, 1989 - October 23, 1990
FINANCIAL HORIZONS SECURITIES CORPORATIONPast·CRD# 20221
BD
April 10, 1990 - May 25, 1990
JEFFREY BROOKS SECURITIES INC.Past·CRD# 13495
BD
January 24, 1989 - April 13, 1989
LEVCO SECURITIES CORP.Past·CRD# 15483
BD
November 29, 1988 - January 12, 1989
MIKAL & COMPANY, INC.Past·CRD# 13463
BD
April 14, 1988 - November 16, 1988
THE WELLINGTON GROUP, INC.Past·CRD# 17814
BD
August 15, 1986 - June 24, 1988
MONARCH FUNDING CORP.Past·CRD# 2808
BD
April 25, 1986 - October 28, 1986

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Current Firm

FH
FINANCIAL HORIZONS SECURITIES CORPORATION

FINANCIAL HORIZONS SECURITIES CORPORATION | LANDMARK BROKERAGE SERVICES, INC.

CRD#: 20221 / SEC#: 8-38143
BD
Terminated by SEC on 01/31/1997

Contact Information

Established

Oklahoma since 05/21/1987

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1986About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1986About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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