Garrard K. Schaefer

PEACHTREE INVESTMENT PARTNERS

Vero Beach, FL

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CRD#: 1396569

Professional summary

Garrard Kelly Schaefer, who also goes by Garrard Schaefer, Garrard Kelly Schaffer, is a registered financial advisor currently at PEACHTREE INVESTMENT PARTNERS, LLC located in Vero Beach, Florida.

Garrard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Garrard has worked at 6 firms and has passed the Series 66, Series 63, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Garrard Schaefer | Garrard Kelly Schaffer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Pace Academy, Non-Investment Related, 966 W. Paces Ferry Road NW, Atlanta, GA 30327, Grade K-12 Private School, Life Trustee, 6/2012, Less than 5 hours per year, 0 hours per year during trading hours. 2) Tabor Academy, Non-Investment Related, 66 Spring Street, Marion, MA 02738, Grade 9-12 Private School, Member of Board of Trustees, 5/2013, Approximately 3 days per year, approximately 8 hours per year during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Garrard Kelly Schaefer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 8, 2007 - Present

PEACHTREE INVESTMENT PARTNERS, LLC

RIA

CRD#: 142839

Vero Beach, FL

Past

November 22, 2004 - January 3, 2007

NORTHERN TRUST SECURITIES, INC.

RIA

CRD#: 7927

ATLANTA, GA

Past

June 9, 2004 - January 3, 2007

NORTHERN TRUST SECURITIES, INC.

CRD#: 7927

ATLANTA, GA

Past

May 12, 2003 - June 10, 2004

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

July 12, 2002 - May 8, 2003

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

July 2, 1986 - October 9, 2001

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

August 20, 1985 - June 24, 1986

J.P. MORGAN SECURITIES LLC

CRD#: 79

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PEACHTREE INVESTMENT PARTNERS, LLC

CRD#: 142839 / SEC#: 801-112764

RIA

Registered Investment Advisory firm - (4/4/2018 Approved)

Georgia

Registered Investment Advisory firm - (4/19/2018 Terminated)

New York

Registered Investment Advisory firm - (4/19/2018 Terminated)

Texas

Registered Investment Advisory firm - (4/19/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/20/2021)

IAR

Georgia
(5/8/2007)

IAR

Massachusetts
(6/28/2018)

IAR

Texas
(1/25/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/17/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/9/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/17/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 9/18/1996

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

PEACHTREE INVESTMENT PARTNERS, LLC

CRD#: 142839 / SEC#: 801-112764

RIA

Registered Investment Advisory firm - (4/4/2018 Approved)

Georgia

Registered Investment Advisory firm - (4/19/2018 Terminated)

New York

Registered Investment Advisory firm - (4/19/2018 Terminated)

Texas

Registered Investment Advisory firm - (4/19/2018 Terminated)

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Contact information

Main Address

Vero Beach, FL

Mailing Address

6001 Highway A1a Pmb# 8181, Vero Beach, FL 32963

Phone number

(404) 226-2728

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PEACHTREE INVESTMENT PARTNERS BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	429
AUM (Assets Under Management)	$ 305,285,707

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Garrard K. Schaefer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Garrard Kelly Schaefer's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHERN TRUST SECURITIES, INC.

NORTHERN TRUST SECURITIES, INC.

LEGG MASON WOOD WALKER, INCORPORATED

CIBC WORLD MARKETS CORP.

PRUDENTIAL EQUITY GROUP, LLC

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

PEACHTREE INVESTMENT PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/17/2004

Series 63

Date: 9/9/1985

Series 7

Date: 8/17/1985

Series 8

Date: 9/18/1996

Current Firm

PEACHTREE INVESTMENT PARTNERS, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PEACHTREE INVESTMENT PARTNERS, LLC

TRUST BUT VERIFY

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