Michael E. Mahoney

CYPRESS ASSET MANAGEMENT

Peoria Heights, IL

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CRD#: 1396448

Professional summary

Michael Eugene Mahoney, CFP®, who also goes by Mike Mahoney, is a registered financial advisor currently at CYPRESS ASSET MANAGEMENT, INC. located in Peoria Heights, Illinois.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Michael has worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Mahoney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Eugene Mahoney's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1992

Experience

Current

March 26, 2008 - Present

CYPRESS ASSET MANAGEMENT, INC.

RIA

CRD#: 145415

Peoria Heights, IL

Past

February 13, 2002 - March 28, 2008

CYPRESS ASSET MANAGEMENT, LLC

RIA

CRD#: 113782

PEORIA HEIGHTS, IL

Past

May 10, 1999 - February 14, 2001

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

March 26, 1994 - December 21, 1995

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

March 1, 1994 - June 6, 1997

INVESTMENT PLANNERS, INC.

CRD#: 18557

DECATUR, IL

Past

October 6, 1992 - December 10, 1993

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

October 6, 1992 - December 10, 1993

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

September 25, 1985 - July 14, 1992

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CYPRESS ASSET MANAGEMENT, INC.

CRD#: 145415 / SEC#: 801-130314

RIA

Registered Investment Advisory firm - (5/21/2024 Approved)

Florida

Registered Investment Advisory firm - (10/8/2024 Terminated)

Illinois

Registered Investment Advisory firm - (10/8/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/30/2019)

IAR

Illinois
(3/26/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/10/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/10/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/21/1985

General Securities Representative Examination

Current Firm

CYPRESS ASSET MANAGEMENT, INC.

CRD#: 145415 / SEC#: 801-130314

RIA

Registered Investment Advisory firm - (5/21/2024 Approved)

Florida

Registered Investment Advisory firm - (10/8/2024 Terminated)

Illinois

Registered Investment Advisory firm - (10/8/2024 Terminated)

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Contact information

Main Address

Peoria Heights, IL

Mailing Address

Phone number

(309) 679-9146

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CYPRESS ASSET MANAGEMENT, INC. FORM ADV PART 2A (3/7/2025)

Regulatory assets under management

Total Number of Accounts	331
AUM (Assets Under Management)	$ 156,450,597

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael E. Mahoney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Eugene Mahoney's CRS (Customer Relationship Summary).

Certified licenses

Experience

CYPRESS ASSET MANAGEMENT, LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

VOYA FINANCIAL ADVISORS, INC.

INVESTMENT PLANNERS, INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

TOWER SQUARE SECURITIES, INC.

Primary Firm SEC Registration

CYPRESS ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/10/1999

Series 63

Date: 12/10/1991

Series 7

Date: 9/21/1985

Current Firm

CYPRESS ASSET MANAGEMENT, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CYPRESS ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

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