Roger S. Balser
Professional summary
Roger Scott Balser, who also goes by Roger Scott Balsar, is a registered financial advisor currently at BALSER WEALTH MANAGEMENT, LLC located in Avon, Ohio.
Roger is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Roger has worked at 11 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Roger Scott Balser's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 14, 2012 - Present
BALSER WEALTH MANAGEMENT, LLC
October 31, 2005 - January 7, 2011
OSAIC SERVICES, INC.
October 31, 2005 - January 7, 2011
OSAIC SERVICES, INC.
February 1, 2005 - October 31, 2005
SUNAMERICA SECURITIES, INC.
January 19, 2005 - October 31, 2005
SUNAMERICA SECURITIES, INC.
December 15, 2000 - January 6, 2005
KEYBANC CAPITAL MARKETS INC.
July 31, 1993 - December 22, 2000
CITIGROUP GLOBAL MARKETS INC.
August 13, 1991 - July 31, 1993
LEHMAN BROTHERS INC.
December 7, 1988 - December 6, 1989
MORGAN STANLEY DW INC.
February 15, 1988 - May 28, 1988
LEHMAN BROTHERS INC.
January 18, 1988 - March 11, 1989
UBS FINANCIAL SERVICES INC.
October 10, 1986 - February 15, 1988
E. F. HUTTON & COMPANY INC
January 20, 1986 - October 16, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 25, 1985 - January 6, 1986
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/14/2012)
(5/8/2017)
Exams
Current Firm
BALSER WEALTH MANAGEMENT, LLC
CRD#: 135788 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 44 |
| AUM (Assets Under Management) | $ 14,000,000 |
Red Flags
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