Ronald J. Iannucci

RONALD J. IANNUCCI CFP

Woodbury, CT 06798

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CRD#: 1396193

Professional summary

Ronald John Iannucci SR, CFP®, who also goes by Ronald John Iannucci, is a registered financial advisor currently at RONALD J. IANNUCCI CFP located in Woodbury, Connecticut.

Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Ronald has worked at 6 firms and has passed the Series 65, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ronald John Iannucci

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) First World Mortgage, Woobury, CT, NOT INVESTMENT RELATED, MORTGAGE ORIGINATOR.03/2016, 6% OF TIMEDURING BUSINESS HOURS 2) INSURANCE AGENT, WOODBURY, CT,INSURANCE SALES, 1/1/90; 0% OF TIME DURING BUSINESS HOURS. 3) INCOME TAX PREPARATION, WOODBURY, CT, TAX PREPARER/ADVISOR, 1/1/90; 0% OF TIME DURING BUSINESS HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald John Iannucci SR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

January 2, 2019 - Present

RONALD J. IANNUCCI CFP

Office #1: 47 Sherman Hill Road Suite B204, Woodbury, CT 06798

RIA

CRD#: 298181

Woodbury, CT

Past

March 17, 2004 - December 31, 2018

COMPREHENSIVE CAPITAL MANAGEMENT, INC.

RIA

CRD#: 119890

WOODBURY, CT

Past

May 25, 1999 - August 4, 2004

APW CAPITAL, INC.

RIA

CRD#: 43814

PARSIPPANY, NJ

Past

April 22, 1999 - March 19, 2012

APW CAPITAL, INC.

CRD#: 43814

PARSIPPANY, NJ

Past

December 17, 1991 - April 30, 1999

POLARIS FINANCIAL SERVICES, INC.

CRD#: 14521

CONCORD, NH

Past

May 10, 1988 - January 14, 1992

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Past

November 26, 1985 - May 17, 1988

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(1/2/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/27/1997

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 11/25/1985

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 6/6/1989

Investment Company Products/Variable Contracts Principal Examination

Current Firm

RONALD J. IANNUCCI CFP

COMPREHENSIVE FINANCIAL SERVICES | RONALD J. IANNUCCI CFP

CRD#: 298181 / SEC#:

Connecticut

Registered Investment Advisory firm - (12/4/2018 Approved)

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Contact information

Main Address

47 Sherman Hill Road Suite B204, Woodbury, CT 06798

Mailing Address

Po Box 354, Woodbury, CT 06798

Phone number

(203) 263-5030

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	80
AUM (Assets Under Management)	$ 3,100,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ronald J. Iannucci

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald John Iannucci SR's CRS (Customer Relationship Summary).

Certified licenses

Experience

RONALD J. IANNUCCI CFP

COMPREHENSIVE CAPITAL MANAGEMENT, INC.

APW CAPITAL, INC.

APW CAPITAL, INC.

POLARIS FINANCIAL SERVICES, INC.

NATHAN & LEWIS SECURITIES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/27/1997

Series 6

Date: 11/25/1985

Series 26

Date: 6/6/1989

Current Firm

RONALD J. IANNUCCI CFP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RONALD J. IANNUCCI CFP

TRUST BUT VERIFY

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