Dean T. Russell

SANDRO WEALTH MANAGEMENT LLC

PARKVILLE, MO

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CRD#: 1396060

Professional summary

Dean Thomas Russell, CFP® is a registered financial advisor currently at SANDRO WEALTH MANAGEMENT LLC located in Parkville, Missouri.

Dean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Dean has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) LICENSED INSURANCE AGENT; NOT INVESTMENT-RELATED; SAME ADDRESS; INSURANCE SALES; IMPLEMENTATION OF INSURANCE RECOMMENDATIONS; APPROX. 10% OF TIME DURING THE MONTH. 2) NORTHLAND ARTISTS GALLERY, 519 MAIN ST, WESTON, MO, 11/2023, 1099 CONTRACTOR, CO-OP MEMBER, NIR, 8 HR/MO, 4 HR/MO TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dean Thomas Russell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

March 12, 2025 - Present

SANDRO WEALTH MANAGEMENT LLC

RIA

CRD#: 332113

PARKVILLE, MO

Past

January 12, 2024 - March 17, 2025

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Parkville, MO

Past

January 12, 2024 - March 17, 2025

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Parkville, MO

Past

July 17, 2006 - January 22, 2024

SYMPHONIC SECURITIES LLC

CRD#: 139512

KANSAS CITY, MO

Past

October 24, 2005 - January 22, 2024

SYMPHONIC FINANCIAL ADVISORS LLC

RIA

CRD#: 135603

NEW YORK, NY

Past

October 24, 2005 - January 22, 2024

CNR SECURITIES, LLC

CRD#: 18466

KANSAS CITY, MO

Past

May 7, 1997 - September 20, 2005

WADDELL & REED

RIA

CRD#: 866

INDEPENDENCE, MO

Past

August 23, 1985 - September 20, 2005

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SANDRO WEALTH MANAGEMENT LLC

ARCHLIGHT WEALTH MANAGEMENT LLC | SANDRO WEALTH MANAGEMENT LLC

CRD#: 332113 / SEC#: 801-131421

RIA

Registered Investment Advisory firm - (11/14/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(3/12/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/5/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/15/1986

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/22/1985

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/7/1994

General Securities Principal Examination

Current Firm

SANDRO WEALTH MANAGEMENT LLC

ARCHLIGHT WEALTH MANAGEMENT LLC | SANDRO WEALTH MANAGEMENT LLC

CRD#: 332113 / SEC#: 801-131421

RIA

Registered Investment Advisory firm - (11/14/2024 Approved)

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Contact information

Main Address

155 Passaic Ave Suite 400, Fairfield, NJ 07004

Mailing Address

Phone number

(201) 661-3416

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SANDRO WEALTH MANAGEMENT LLC FORM ADV 2A (5/14/2025)

Regulatory assets under management

Total Number of Accounts	70
AUM (Assets Under Management)	$ 101,714,133

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Dean T. Russell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dean Thomas Russell's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

SYMPHONIC SECURITIES LLC

SYMPHONIC FINANCIAL ADVISORS LLC

CNR SECURITIES, LLC

WADDELL & REED

WADDELL & REED

Primary Firm SEC Registration

SANDRO WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/5/1985

SIE

Date: 10/1/2018

Series 7

Date: 3/15/1986

Series 6

Date: 8/22/1985

Series 24

Date: 11/7/1994

Current Firm

SANDRO WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SANDRO WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

Contact information

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