Thomas W. Widener

GREENHILL & CO.

NEW YORK, NY 10020

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CRD#: 1395848

Professional summary

Thomas William Widener, who also goes by Thomas Widener, Tom Widener, is a registered financial professional currently at GREENHILL & CO., LLC located in New York, New York.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 1985. Thomas has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Thomas Widener | Tom Widener

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 16, 2018 - Present

GREENHILL & CO., LLC

Office #1: 1271 Avenue Of The Americas, New York, NY 10020

CRD#: 40290

NEW YORK, NY

Past

June 27, 2008 - October 22, 2018

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

October 5, 2005 - June 23, 2008

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

August 20, 1985 - August 5, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(11/16/2018)

Exams

State Security Law Exam

Series 63

Date: 5/2/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/17/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/14/1997

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

GREENHILL & CO., LLC

CRD#: 40290 / SEC#: , 8-49000

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1271 Avenue Of The Americas, New York, NY 10020

Mailing Address

1271 Avenue Of The Americas, New York, NY 10020

Phone number

(212) 389-1500

Established

New York since 01/19/1996

Firm type

Limited Liability Company

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
GREENHILL & CO., INC.	OWNER
DALY, BRENDAN GERARD	CHIEF COMPLIANCE OFFICER	1823142
FALEIRO, GITANJALI PINTO	GENERAL COUNSEL	4250865
KATZ, MICHAL	MANGING DIRECTOR - HEAD OF INVESTMENT BANKING	2813944
LASKY, MARK RICHARD	CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP	6005542
MIZUHO SECURITIES USA LLC	MANAGER	19647
RIZZIERI, GERALD ANTHONY	CHIEF EXECUTIVE OFFICER	1751181

Disclosures

Regulatory Event

Red Flags

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Advisor Monitoring

Firm Stability Insights

Thomas W. Widener

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas William Widener's CRS (Customer Relationship Summary).

Certified licenses

Experience

DEUTSCHE BANK SECURITIES INC.

J.P. MORGAN SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 5/2/1997

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/17/1985

Series 24

Date: 8/14/1997

FINRA

Current Firm

GREENHILL & CO., LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

GREENHILL & CO., LLC

TRUST BUT VERIFY

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