Douglas L. Kobak

MAIN LINE GROUP WEALTH MANAGEMENT

Park City, UT

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CRD#: 1395715

Professional summary

Douglas Louis Kobak, CFP®, who also goes by Doug Louis Kobak, is a registered financial advisor currently at MAIN LINE GROUP WEALTH MANAGEMENT, LLC located in Park City, Utah.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Douglas has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Doug Louis Kobak

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

THE REPRESENTATIVE ALSO IS AN INVESTMENT ADVISOR REPRESENTATIVE OF MAIN LINE GROUP WEALTH MANAGEMENT, A PENNSYLVANIA REGISTERED INVESTMENT ADVISOR. THE REPRESENTATIVE IS ALSO MEMBER OF MAIN LINE GROUP CONSULTING, A NON-SECURITIES RELATED BUSINESS OFFERING CONSULTING SERVICES TO BUSINESS ENTITIES. REPRESENTATIVE IS ALSO MEMBER-MANAGER FOR MLG Venture Partners LLC - the general partner for multiple SPVs

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Louis Kobak's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1997

Experience

Current

July 30, 2012 - Present

MAIN LINE GROUP WEALTH MANAGEMENT, LLC

RIA

CRD#: 150964

Park City, UT

Past

August 17, 2018 - September 1, 2023

AMERICAN EQUITY INVESTMENT CORPORATION

CRD#: 40199

NEW ALBANY, IN

Past

January 10, 2011 - August 10, 2018

REALTA EQUITIES, INC.

CRD#: 23769

CONSHOHOCKEN, PA

Past

July 29, 2009 - December 31, 2010

DIASTOLE WEALTH MANAGEMENT

RIA

CRD#: 111604

CONSHOHOCKEN, PA

Past

July 24, 2009 - December 31, 2010

ETC BROKERAGE SERVICES, LLC

CRD#: 145276

CONSHOHOCKEN, PA

Past

June 1, 2009 - August 14, 2009

MORGAN STANLEY

RIA

CRD#: 149777

WEST CONSHOHOCKEN, PA

Past

June 1, 2009 - August 14, 2009

MORGAN STANLEY

CRD#: 149777

WEST CONSHOHOCKEN, PA

Past

January 12, 2000 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

WEST CONSHOHOCKEN, PA

Past

November 29, 1993 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

WEST CONSHOHOCKEN, PA

Past

March 21, 1993 - September 30, 1993

CANTOR FITZGERALD & CO.

CRD#: 134

NEW YORK, NY

Past

November 12, 1990 - March 10, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAIN LINE GROUP WEALTH MANAGEMENT, LLC

CRD#: 150964 / SEC#: 801-124756

RIA

Registered Investment Advisory firm - (4/25/2022 Approved)

New Jersey

Registered Investment Advisory firm - (4/27/2022 Terminated)

Pennsylvania

Registered Investment Advisory firm - (4/27/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(8/1/2012)

IAR

Pennsylvania
(7/30/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/16/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/4/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 1/14/1994

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 11/9/1990

General Securities Representative Examination

Current Firm

MAIN LINE GROUP WEALTH MANAGEMENT, LLC

CRD#: 150964 / SEC#: 801-124756

RIA

Registered Investment Advisory firm - (4/25/2022 Approved)

New Jersey

Registered Investment Advisory firm - (4/27/2022 Terminated)

Pennsylvania

Registered Investment Advisory firm - (4/27/2022 Terminated)

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Contact information

Main Address

Park City, UT

Mailing Address

Phone number

(610) 828-8288

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MLGWM ADV PART 2 (6/23/2025)

KOBAK ADV PART 2B (3/31/2025)

Regulatory assets under management

Total Number of Accounts	274
AUM (Assets Under Management)	$ 111,696,007

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Douglas L. Kobak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Louis Kobak's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN EQUITY INVESTMENT CORPORATION

REALTA EQUITIES, INC.

DIASTOLE WEALTH MANAGEMENT

ETC BROKERAGE SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CANTOR FITZGERALD & CO.

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

MAIN LINE GROUP WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/16/2009

Series 63

Date: 12/4/1990

SIE

Date: 10/1/2018

Series 31

Date: 1/14/1994

Series 7

Date: 11/9/1990

Current Firm

MAIN LINE GROUP WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MAIN LINE GROUP WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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