Frank K. Dyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Kirk Dyer, who also goes by Frank Dyer, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1985. Frank had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 10, Series 9, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2021 - July 1, 2021
MICHIGAN ADVISORS, INC
June 16, 2021 - December 16, 2025
PKS ADVISORY SERVICES, LLC
May 17, 2021 - December 16, 2025
PKS SECURITIES, INC.
September 16, 2020 - December 16, 2025
PURSHE KAPLAN STERLING INVESTMENTS
December 6, 2018 - October 5, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 6, 2018 - October 5, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 31, 2017 - August 24, 2018
LPL FINANCIAL LLC
January 5, 2017 - August 24, 2018
LPL FINANCIAL LLC
October 6, 2010 - November 15, 2016
WELLS FARGO CLEARING SERVICES, LLC
December 1, 2008 - November 15, 2016
WELLS FARGO CLEARING SERVICES, LLC
February 9, 2007 - November 24, 2008
UBS FINANCIAL SERVICES INC.
February 9, 2007 - November 24, 2008
UBS FINANCIAL SERVICES INC.
January 30, 2004 - February 9, 2007
KEYBANC CAPITAL MARKETS INC.
January 30, 2004 - February 9, 2007
KEYBANC CAPITAL MARKETS INC.
July 1, 2003 - February 2, 2004
WELLS FARGO CLEARING SERVICES, LLC
March 23, 2000 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
June 30, 1994 - March 24, 2000
UBS FINANCIAL SERVICES INC.
January 26, 1988 - July 11, 1994
MORGAN STANLEY DW INC.
August 20, 1985 - March 16, 1988
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 9/4/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MICHIGAN ADVISORS, INC
CRD#: 124064 / SEC#: 801-69004
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
