Shashi S. Singh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shashi Shekhar Prasad Singh, who also goes by Shashi Shekar Prasad Singh, was a registered financial professional .
Shashi is a previously registered financial professional and started their career in finance in 1985. Shashi had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 2005 - December 31, 2021
SINGH, SHASHI S.
June 6, 2005 - December 31, 2006
BROKERSXPRESS LLC
April 23, 2003 - May 26, 2005
OBS BROKERAGE SERVICES, INC.
April 18, 2003 - May 26, 2005
OBS BROKERAGE SERVICES, INC.
April 7, 1994 - April 8, 2003
FSC SECURITIES CORPORATION
July 27, 1992 - April 8, 2003
FSC SECURITIES CORPORATION
September 24, 1991 - July 20, 1992
FSC SECURITIES CORPORATION
December 5, 1990 - August 26, 1991
CITISTREET EQUITIES LLC
February 10, 1988 - December 14, 1990
FSC SECURITIES CORPORATION
November 5, 1985 - February 19, 1988
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SINGH, SHASHI S.
CRD#: 137006 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
