Zubair Ashraf
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Zubair Ashraf, who also goes by Austin Ashraf, was a registered financial professional .
Zubair is a previously registered financial professional and started their career in finance in 1985. Zubair had worked at 3 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2008 - December 13, 2016
CFF CAPITAL LLC
July 31, 1993 - January 15, 2008
CITIGROUP GLOBAL MARKETS INC.
July 31, 1993 - January 15, 2008
CITIGROUP GLOBAL MARKETS INC.
November 26, 1985 - July 31, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CFF CAPITAL LLC
CRD#: 144808 / SEC#: 801-68758
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
