Pamela A. Pagliai
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pamela Ann Pagliai, who also goes by Pamela Ann Hillsberry, Pamela Ann Hindman, was a registered financial professional .
Pamela is a previously registered financial professional and started their career in finance in 1986. Pamela had worked at 13 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2013 - November 7, 2017
PHILLIPS CAPITAL
December 20, 2011 - October 5, 2012
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
December 6, 2011 - October 5, 2012
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
June 22, 2009 - June 20, 2011
FORTA FINANCIAL GROUP, INC.
April 27, 2007 - November 4, 2008
KESTRA INVESTMENT SERVICES, LLC
June 24, 2005 - October 30, 2006
TCADVISORS NETWORK INC.
February 21, 2002 - December 31, 2003
WEDBUSH SECURITIES INC.
September 29, 2000 - October 19, 2001
FIRST ALLIED SECURITIES, INC.
March 3, 1999 - October 26, 2000
D.E. FREY & COMPANY, INC.
March 20, 1997 - April 6, 1999
SUNAMERICA SECURITIES, INC.
December 15, 1995 - April 30, 1996
MORGAN STANLEY DW INC.
October 26, 1988 - February 28, 1989
MALONE & ASSOCIATES, INC.
July 15, 1988 - September 27, 1988
A. G. EDWARDS & SONS, INC.
March 19, 1986 - June 22, 1988
BOETTCHER & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PHILLIPS CAPITAL
CRD#: 3603 / SEC#: , 8-9312
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
