Janet L. Derrick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janet Lynn Derrick was a registered financial professional .
Janet is a previously registered financial professional and started their career in finance in 1985. Janet had worked at 13 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 2023 - March 20, 2025
PORTFOLIO MEDICS, LLC
May 23, 2013 - August 22, 2017
VOYA FINANCIAL ADVISORS, INC.
September 8, 2009 - May 31, 2013
LPL FINANCIAL LLC
March 31, 1999 - September 8, 2009
MUTUAL SERVICE CORPORATION
April 2, 1996 - March 31, 1999
TITAN/VALUE EQUITIES GROUP, INC.
April 14, 1994 - January 18, 1996
FFP SECURITIES, INC.
August 3, 1992 - April 19, 1994
UNITED CAPITAL GROUP, INC.
August 21, 1989 - January 4, 1991
BIRKELBACH INVESTMENT SECURITIES, INC.
April 3, 1989 - July 6, 1989
REPUBLIC SECURITIES, INC.
September 23, 1988 - March 8, 1989
AMERICAN FRONTEER FINANCIAL CORPORATION
June 1, 1988 - August 3, 1988
POWER SECURITIES CORPORATION
January 18, 1988 - June 8, 1988
ALLIED CAPITAL GROUP, INC.
August 20, 1985 - December 31, 1987
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
PORTFOLIO MEDICS, LLC
CRD#: 145958 / SEC#: 801-113846
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PORTFOLIO MEDICS, LLC
CRD#: 145958 / SEC#: 801-113846
Contact information
SEC notice filing (41 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 3,702 |
| AUM (Assets Under Management) | $ 552,733,331 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
