Edward A. Hindman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Allan Hindman was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1985. Edward had worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 14, Series 53, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 2008 - March 30, 2022
INTERVEST INTERNATIONAL, INC.
May 5, 2008 - March 30, 2022
INTERVEST INTERNATIONAL EQUITIES CORPORATION
July 16, 2001 - May 6, 2008
CETERA WEALTH SERVICES, LLC
January 10, 1992 - May 6, 2008
CETERA WEALTH SERVICES, LLC
May 6, 1991 - November 7, 1991
ROCKY MOUNTAIN SECURITIES & INVESTMENTS, INC.
September 4, 1990 - April 24, 1991
WELLS FARGO CLEARING SERVICES, LLC
February 1, 1988 - September 4, 1990
BOETTCHER & COMPANY, INC.
April 1, 1987 - December 8, 1987
BNY CLEARING SERVICES LLC
November 20, 1985 - March 23, 1987
BOETTCHER & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
INTERVEST INTERNATIONAL, INC.
CRD#: 111516 / SEC#: 801-66615
Contact information
Regulatory assets under management
| Total Number of Accounts | 356 |
| AUM (Assets Under Management) | $ 39,933,048 |
Red Flags
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