Robertson P. Breed
F L PUTNAM INVESTMENT MANAGEMENT CO. | Principal, Managing Director of Investment Advisory Services, Portfolio Manager
Portland, ME 04101
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CRD#: 1395261
Professional summary
Robertson Pope Breed, who also goes by Rob Breed, is a registered financial advisor currently at F L PUTNAM INVESTMENT MANAGEMENT CO. located in Portland, Maine.
Robertson is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Robertson has worked at 5 firms and has passed the Series 63 and Series 7 exams.
Biography
Mr. Breed, a CFA® charterholder, is responsible for the management of the firm’s Core US Equity Strategy. In addition, Mr. Breed is co-chair of the firm’s Asset Allocation Committee and provides support to the firm-wide investment process, including both fundamental and technical research.
Rob has over 30 years of experience implementing investment policy, constructing portfolios and counseling individuals, families, endowments and foundations. His sound work has earned him a place on Barron’s list of Top Financial Advisors multiple times.
Question & Answer
What are your service offerings?
Trust & estate planning
Philanthropic services
Trading individual securities
Institutional consulting
Financial planning
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
Rob Breed
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SEACOAST ADVISORS, PARTIALLY INVESTMENT RELATED, 2 ROCK CREST DR. CAPE ELIZABETH ME 04107, CONSULTING, PRESIDENT, 04/1991, 4 HOURS PER MONTH, 0 DURING TRADING HOURS, RESEARCH AND REPORTING.
CRS (Client Relationship Summary) - RIA
Click below to view Robertson Pope Breed's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Finance
1985 - 1988
Economics
1981 - 1985
Experience
Current
December 1, 2003 - Present
F L PUTNAM INVESTMENT MANAGEMENT CO.
Office #1: 5 Widgery Wharf 4th Floor, Portland, ME 04101RIA
CRD#: 106223
Portland, ME
Past
October 9, 2002 - December 31, 2002
F L PUTNAM INVESTMENT MANAGEMENT CO.
RIA
CRD#: 106223
PORTLAND, ME
Past
January 4, 1999 - May 30, 2002
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
May 2, 1991 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
BD
CRD#: 10147
ST. PETERSBURG, FL
Past
June 30, 1988 - January 10, 1990
MONTGOMERY SECURITIES
BD
CRD#: 4357
SAN FRANCISCO, CA
Past
January 19, 1988 - April 27, 1988
E. F. HUTTON & COMPANY INC
BD
CRD#: 235
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FL
F L PUTNAM INVESTMENT MANAGEMENT CO.
F L PUTNAM INVESTMENT MANAGEMENT CO. | PUTNAM F L INVESTMENT MANAGEMENT CO | FLP ATRATO CONSULTING
CRD#: 106223 / SEC#: 801-21951
RIA
Registered Investment Advisory firm - (7/30/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maine(12/2/2003)
IAR
Massachusetts(9/23/2025)
IAR
New Hampshire(3/21/2007)
IAR
Texas(5/21/2007)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
FL
F L PUTNAM INVESTMENT MANAGEMENT CO.
F L PUTNAM INVESTMENT MANAGEMENT CO. | PUTNAM F L INVESTMENT MANAGEMENT CO | FLP ATRATO CONSULTING
CRD#: 106223 / SEC#: 801-21951
RIA
Registered Investment Advisory firm - (7/30/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6 Kimball Lane, Lynnfield, MA 01940
Mailing Address
Phone number
(800) 344-3435
Established
Firm type
Fiscal year end
# of Employees
134
SEC notice filing (36 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,380 |
| AUM (Assets Under Management) | $ 7,695,902,054 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/08/2025 | ||
| 08/21/2025 | ||
| 10/28/2024 | ||
| 12/21/2023 |
Red Flags
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Company Information
F L PUTNAM INVESTMENT MANAGEMENT CO.
Principal, Managing Director of Investment Advisory Services, Portfolio ManagerCRD#: 106223Portland, ME 04101TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
