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DT

David L. Thrasher

THRASHER & CHAMBERS
BENTONVILLE, AR 72712
Some features on this profile are disabled
CRD#: 1395009
DT

Professional summary


David Leroy Thrasher is a registered financial professional currently at THRASHER & CHAMBERS, INC. located in Bentonville, Arkansas.

David is registered as a RR (Registered Representative) and started their career in finance in 1985. David has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 51 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view David Leroy Thrasher's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 27, 1985 - Present

THRASHER & CHAMBERS, INC.

Office #1: 1110 Se 28th Street Suite 10, Bentonville, AR 72712Office #2: 1110 Se 28th Street Suite 10, Bentonville, AR 72712-6706
BD
CRD#: 3586
BENTONVILLE, AR

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arkansas
(9/17/1985)
RR
Texas
(7/18/2008)

Exams


State Security Law Exam
RR
Series 63
Date: 9/7/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


T&
THRASHER & CHAMBERS, INC.
GENE L. THRASHER & CO. | THRASHER & COMPANY, INC. | THRASHER & CO. | THRASHER & CHAMBERS, INC. | THRASHER & CHAMBERS, INC | THRASHER & CHAMBERS WEALTH MANAGEMENT, LLC

CRD#: 3586 / SEC#: , 8-39049

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information


Main Address
1110 Se 28th Street Suite 10, Bentonville, AR 72712-6706
Mailing Address
1110 Se 28th Street Suite 10, Bentonville, AR 72712-6706
Phone number
(479) 273-5333
Established
Arkansas since 01/01/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
CHAMBERS, MARK WESLEYPRESIDENT / CEO / COMPLIANCE OFFICER2584363
THRASHER, DAVID LEROYCHAIRMAN / CFO / CHIEF COMPLIANCE OFFICER1395009

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


THRASHER & CHAMBERS, INC.

CRD#: 3586Bentonville, AR 72712

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