John M. Convery

RETIREMENT CAPITAL ADVISORS

West Palm Beach, FL 33409

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CRD#: 1394717

Professional summary

John Michael Convery is a registered financial advisor currently at RETIREMENT CAPITAL ADVISORS located in West Palm Beach, Florida.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. John has worked at 9 firms and has passed the Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance agent for Legacy Financial EDUCATED WEALTH CENTER LLC; INVESTMENT RELATED; 2101 VISTA PARKWAY #244, WEST PALM BEACH, FL 33411; PROVIDES LEADERSHIP AND OVERSIGHT OF OPERATIONS; MANAGING MEMBER; STARTED 07/2006; 5 HOURS/MONTH DEVOTED; 2 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; Offers insurance and IA services. DBA for IA business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Michael Convery's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 3, 2023 - Present

RETIREMENT CAPITAL ADVISORS

Office #1: 2000 Palm Beach Lakes Blvd Suite 734, West Palm Beach, FL 33409

RIA

CRD#: 324060

West Palm Beach, FL

Past

October 6, 2021 - July 11, 2022

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

West Palm Beach, FL

Past

December 13, 2017 - July 11, 2022

BROOKSTONE WEALTH ADVISORS, LLC

RIA

CRD#: 137658

WEST PALM BEACH, FL

Past

December 11, 2015 - February 2, 2017

NTB FINANCIAL CORPORATION

RIA

CRD#: 7425

West Palm Beach, FL

Past

March 12, 2013 - December 31, 2015

DYNASTY CAPITAL MANAGEMENT, INC

RIA

CRD#: 152350

WEST PALM BEACH, FL

Past

August 4, 1989 - October 20, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

Past

August 4, 1989 - October 20, 1993

PRUCO SECURITIES, LLC.

CRD#: 5685

Past

August 12, 1985 - May 30, 1989

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

Past

August 12, 1985 - May 30, 1989

EQUITABLE ADVISORS, LLC

CRD#: 6627

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/30/2011

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 8/9/1985

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RETIREMENT CAPITAL ADVISORS

RETIREMENT CAPITAL ADVISORS | RETIREMENT CAPITAL ADVISORS LLC

CRD#: 324060 / SEC#:

Florida

Registered Investment Advisory firm - (4/3/2023 Approved)

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Contact information

Main Address

2000 Palm Beach Lakes Blvd Suite 734, West Palm Beach, FL 33409

Mailing Address

Phone number

(561) 784-7910

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	91
AUM (Assets Under Management)	$ 7,356,395

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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John M. Convery

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Michael Convery's CRS (Customer Relationship Summary).

Certified licenses

Experience

RETIREMENT CAPITAL ADVISORS

BROOKSTONE CAPITAL MANAGEMENT LLC

BROOKSTONE WEALTH ADVISORS, LLC

NTB FINANCIAL CORPORATION

DYNASTY CAPITAL MANAGEMENT, INC

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/30/2011

Series 6

Date: 8/9/1985

Current Firm

RETIREMENT CAPITAL ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RETIREMENT CAPITAL ADVISORS

TRUST BUT VERIFY

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