Randall L. Miller

FINANCIAL PLANNING CENTER

Sheboygan, WI

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CRD#: 1394637

Professional summary

Randall Lee Miller, who also goes by Randall Leed Miller, Randy Miller, is a registered financial advisor currently at FINANCIAL PLANNING CENTER located in Sheboygan, Wisconsin.

Randall is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Randall has worked at 11 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Randall Leed Miller | Randy Miller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WAUKESHA MEMORIAL HOSPITAL, WAUKESHA WI. RESPIRATORY THERAPY ASSISTANT, PART-TIME (HOURS VARIES), START DATE 6/2008, END DATE 5/2010 NON-INVEST. RELATED. ST FRANCIS HOSPITAL, MILWAUKEE,WI RESPIRATORY THERAPIST PART-TIME START 05/2010, END 05/2013 NON-INVEST RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall Lee Miller's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 23, 2013 - Present

FINANCIAL PLANNING CENTER

RIA

CRD#: 167957

Sheboygan, WI

Past

April 2, 2008 - November 9, 2010

CFO SOLUTIONS LLC

RIA

CRD#: 115898

MUKWONAGO, WI

Past

December 12, 2007 - December 18, 2007

CRD#: 37031

MUKWONAGO, WI

Past

July 5, 1989 - December 31, 1996

VISUN SECURITIES CORPORATION

CRD#: 15251

RIVER HILLS, WI

Past

December 23, 1987 - July 6, 1989

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

September 25, 1985 - December 24, 1986

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

Past

September 25, 1985 - January 7, 1988

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(7/23/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/20/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/1/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/21/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/17/1988

General Securities Principal Examination

Current Firm

FINANCIAL PLANNING CENTER

FINANCIAL PLANNING CENTER | MILLER, RANDALL LEE

CRD#: 167957 / SEC#:

Wisconsin

Registered Investment Advisory firm - (7/19/2013 Approved)

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Contact information

Main Address

Sheboygan, WI

Mailing Address

Phone number

(800) 788-9294

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	16
AUM (Assets Under Management)	$ 8,956,808

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Randall L. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall Lee Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

CFO SOLUTIONS LLC

D.H. HILL SECURITIES, LLLP

GREENBOOK INVESTMENT MANAGEMENT, INC.

XELAN FINANCIAL PLANNING, INC.

XELAN INVESTMENT SERVICES, INC.

PACKERLAND BROKERAGE SERVICES, INC.

PACKERLAND BROKERAGE SERVICES, INC.

VISUN SECURITIES CORPORATION

FSC SECURITIES CORPORATION

AMERICAN EXPRESS FINANCIAL CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/20/2013

Series 63

Date: 10/1/1985

Series 7

Date: 9/21/1985

Series 24

Date: 10/17/1988

Current Firm

FINANCIAL PLANNING CENTER

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FINANCIAL PLANNING CENTER

TRUST BUT VERIFY

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