Youngwhi Kim
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Youngwhi Kim, who also goes by Youghwhi Kim, Young Whi Kim, was a registered financial professional .
Youngwhi is a previously registered financial professional and started their career in finance in 1990. Youngwhi had worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 24, Series 53 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 1992 - April 16, 2019
GATES CAPITAL CORPORATION
February 6, 1991 - May 1, 1992
LANGDON P. COOK GOVERNMENT SECURITIES, LLC
January 3, 1990 - May 15, 1992
LANGDON P COOK & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GATES CAPITAL CORPORATION
CRD#: 29582 / SEC#: , 8-44414
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
