Gary R. Kosacz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Randolph Kosacz, who also goes by Gary Randolf Kosacz, was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1985. Gary had worked at 4 firms and has passed the Series 63, Series 3, Series 6, Series 22, Series 26 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 1990 - April 20, 1995
DIRECT EQUITIES, INC.
September 14, 1989 - November 28, 1990
REMINGTON SECURITIES, INC.
March 2, 1988 - August 9, 1989
WENTWORTH SECURITIES, INC.
July 29, 1985 - February 22, 1988
ROCKWELL FINANCIAL, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DIRECT EQUITIES, INC.
CRD#: 22538 / SEC#: , 8-39825
Contact information
Documents
Red Flags
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