Angelo J. Antonucci
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Angelo Joseph Antonucci, who also goes by Angelo J Antonucci, was a registered financial professional .
Angelo is a previously registered financial professional and started their career in finance in 1994. Angelo had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2013 - January 28, 2015
ADVANCED EQUITIES SERVICES CORP.
June 3, 2009 - February 14, 2012
TRADITION SECURITIES AND DERIVATIVES LLC
June 3, 2009 - February 14, 2012
TFS DERIVATIVES LLC
June 3, 2009 - February 14, 2012
STANDARD CREDIT SECURITIES INC.
July 14, 2006 - October 3, 2008
H.C.WAINWRIGHT & CO., LLC
January 20, 2005 - July 6, 2006
ADVANCED EQUITIES SERVICES CORP.
April 1, 2003 - October 29, 2004
CHARLES SCHWAB & CO., INC.
September 14, 1995 - April 3, 2003
J.P. MORGAN SECURITIES LLC
October 4, 1994 - May 1, 1995
MIDWOOD SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ADVANCED EQUITIES SERVICES CORP.
CRD#: 104377 / SEC#: , 8-52846
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
