Charles S. Lemonides

VALUEWORKS

New York City, NY 10007

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CRD#: 1394147

Professional summary

Charles Spencer Lemonides is a registered financial advisor currently at VALUEWORKS, LLC located in New York City, New York.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Charles has worked at 4 firms and has passed the Series 65, Series 63, Series 16, Series 7, Series 8 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

VALUEWORKS CAPITAL LLC; INVESTMENT RELATED; 1450 BROADWAY, 42ND FL NY NY 10018; GENERAL PARTNER OF HEDGE FUND; MANAGING MEMBER; 1/1/2006; 15 HOURS MONTHLY; THE GP IS RESPONSIBLE FOR THE GENERAL OVERSIGHT OF THE HEDGE FUND IT OVERSEES. THIS GENERAL OVERSIGHT INCLUDES MANAGER SELECTION AND MONITORING AS WELL AS ADMINISTRATIVE OVERSIGHT. BY VIRTUE OF ITS ROLE AS GP, VALUEWORKS CAPITAL IS A PARTNER IN THE HEDGE FUND VALUEWORKS LIMITED PARTNERS LP.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Spencer Lemonides's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 22, 2019 - Present

VALUEWORKS, LLC

Office #1: One World Trade Suite 84g, New York City, NY 10007

RIA

CRD#: 116850

New York City, NY

Past

August 3, 2012 - December 31, 2018

VALUEWORKS, LLC

RIA

CRD#: 116850

NEW YORK CITY, NY

Past

August 19, 2004 - December 31, 2009

VALUEWORKS, LLC

RIA

CRD#: 116850

NEW YORK, NY

Past

July 6, 1999 - March 13, 2002

PETERSEN INVESTMENTS, INC.

CRD#: 38537

LOCH ARBOUR, NJ

Past

August 18, 1986 - July 28, 1999

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

September 24, 1985 - October 17, 1985

YORK SECURITIES, INC.

CRD#: 8056

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VALUEWORKS, LLC

VALUEWORKS INVESTMENT MANAGEMENT, LLC | VALUEWORKS, LLC | VALUEWORKS LLC | VALUEWORKS INVESTMENT MANAGMENT, LLC

CRD#: 116850 / SEC#: 801-60663

RIA

Registered Investment Advisory firm - (10/26/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/22/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/23/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/11/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 16

Date: 7/29/1992

NYSE Supervisory Analyst Examination

General Industry/Product Exam

Series 7

Date: 9/21/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 7/2/1997

General Securities Sales Supervisor Examination (Options Module & General Module)

Principal/Supervisory Exam

Series 24

Date: 6/16/1997

General Securities Principal Examination

Current Firm

VALUEWORKS, LLC

VALUEWORKS INVESTMENT MANAGEMENT, LLC | VALUEWORKS, LLC | VALUEWORKS LLC | VALUEWORKS INVESTMENT MANAGMENT, LLC

CRD#: 116850 / SEC#: 801-60663

RIA

Registered Investment Advisory firm - (10/26/2001 Approved)

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Contact information

Main Address

One World Trade Suite 84g, New York City, NY 10007

Mailing Address

One World Trade Cntr Suite 84g, Nyc, NY 10007

Phone number

(212) 819-1818

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (4/30/2025)

ADV APPENDIX (3/31/2025)

Regulatory assets under management

Total Number of Accounts	105
AUM (Assets Under Management)	$ 429,356,937

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Charles S. Lemonides

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Spencer Lemonides's CRS (Customer Relationship Summary).

Certified licenses

Experience

VALUEWORKS, LLC

VALUEWORKS, LLC

PETERSEN INVESTMENTS, INC.

GRUNTAL & CO., L.L.C.

YORK SECURITIES, INC.

Primary Firm SEC Registration

VALUEWORKS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/23/1993

Series 63

Date: 12/11/1986

Series 16

Date: 7/29/1992

Series 7

Date: 9/21/1985

Series 8

Date: 7/2/1997

Series 24

Date: 6/16/1997

Current Firm

VALUEWORKS, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VALUEWORKS, LLC

TRUST BUT VERIFY

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