Bruce H. Agulnick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Harvey Agulnick was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1985. Bruce had worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2011 - April 7, 2015
VOYA FINANCIAL ADVISORS, INC.
January 6, 2006 - September 21, 2010
HORNOR, TOWNSEND & KENT, LLC
April 21, 2004 - January 11, 2006
MML INVESTORS SERVICES, LLC
July 8, 2003 - March 11, 2004
PARK AVENUE SECURITIES LLC
November 6, 2001 - December 20, 2002
J. B. HANAUER & CO.
January 5, 1994 - December 17, 2001
CETERA WEALTH SERVICES, LLC
March 4, 1993 - December 31, 1993
IFG NETWORK SECURITIES, INC.
February 6, 1990 - December 31, 1992
PLANNED INVESTMENTS INC.
October 27, 1989 - February 21, 1990
FOCUS II SECURITIES, INC.
October 28, 1988 - November 4, 1989
CADARET, GRANT & CO., INC.
December 17, 1985 - November 17, 1988
FOCUS SECURITIES, INC.
Primary Firm SEC Registration
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
