Danny W. Whisenant
Professional summary
Danny Windell Whisenant is a registered financial professional currently at GWN SECURITIES INC. located in Levelland, Texas.
Danny is registered as a RR (Registered Representative) and started their career in finance in 1986. Danny has worked at 7 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Danny Windell Whisenant's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2019 - Present
GWN SECURITIES INC.
July 17, 2017 - December 31, 2018
QUESTAR CAPITAL CORPORATION
May 29, 2015 - July 31, 2017
OSAIC FS, INC.
October 31, 2011 - June 8, 2015
QUESTAR CAPITAL CORPORATION
February 9, 2010 - September 30, 2011
SIGNATOR FINANCIAL SERVICES, INC.
January 5, 2006 - December 31, 2009
CCF INVESTMENTS, INC.
May 26, 1999 - December 31, 2005
THE LEADERS GROUP, INC.
July 30, 1986 - June 1, 1999
PFS INVESTMENTS INC.
Primary Firm SEC Registration
GWN SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2019)
Exams
FINRA
Current Firm
GWN SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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