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Vivienne K. Noufer

WESTMINSTER FINANCIAL ADVISORY CORP
Beavercreek, OH 45440
Some features on this profile are disabled
CRD#: 1393992
VN

Professional summary

Vivienne Kay Noufer, who also goes by VIvienne Kay Brazie, K Brazie Vivienne, is a registered financial advisor currently at WESTMINSTER FINANCIAL ADVISORY CORP located in Beavercreek, Ohio and WESTMINSTER FINANCIAL SECURITIES, INC. located in Beavercreek, Ohio.

Vivienne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Vivienne has worked at 4 firms and has passed the Series 66, Series 99TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Vivienne Kay Brazie | K Brazie Vivienne

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vivienne Kay Noufer's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 22, 2003 - Present

WESTMINSTER FINANCIAL ADVISORY CORP

Office #1: 50 Chestnut Street Suite A-400, Beavercreek, OH 45440
RIA
CRD#: 110283
Beavercreek, OH
Current

November 18, 1987 - Present

WESTMINSTER FINANCIAL SECURITIES, INC.

Office #1: 50 Chestnut Street Suite A-200, Beavercreek, OH 45440
BD
CRD#: 20677
Beavercreek, OH
Past

January 24, 1986 - October 20, 1987

FSC SECURITIES CORPORATION

BD
CRD#: 7461
Past

August 21, 1985 - February 3, 1986

LUTHERAN BROTHERHOOD SECURITIES CORP.

BD
CRD#: 4205

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WF
WESTMINSTER FINANCIAL ADVISORY CORP
ADVANCED FINANCIAL ADVISORS LLC | WESTMINSTER FINANCIAL ADVISORY CORP | TUDOR FINANCIAL | THE FINANCIAL SHERPA | SMITH WYND CAPITAL | SHOOP WEALTH MANAGEMENT | SBC INVESTMENT SERVICES | INVESTMENT SERVICES OF HARTFORD | INNOVATIVE INVESTMENTS | GOLDBERG LARKIN | AMERICAN NETWORK

CRD#: 110283 / SEC#: 801-29690

RIA
Registered Investment Advisory firm - (6/15/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(4/12/2019)
IAR
Florida
(6/10/2019)
RR
Georgia
(1/9/2017)
IAR
Georgia
(5/12/2017)
RR
Kentucky
(5/12/2021)
IAR
Kentucky
(5/17/2021)
RR
Michigan
(11/3/2025)
IAR
Michigan
(11/5/2025)
RR
New Mexico
(12/2/2010)
IAR
New Mexico
(1/5/2012)
RR
Ohio
(11/19/1987)
IAR
Ohio
(1/22/2003)
RR
Tennessee
(4/2/2020)
RR
Virginia
(9/26/2025)
IAR
Virginia
(9/30/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/31/2001
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/17/1985
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

WF
WESTMINSTER FINANCIAL ADVISORY CORP
ADVANCED FINANCIAL ADVISORS LLC | WESTMINSTER FINANCIAL ADVISORY CORP | TUDOR FINANCIAL | THE FINANCIAL SHERPA | SMITH WYND CAPITAL | SHOOP WEALTH MANAGEMENT | SBC INVESTMENT SERVICES | INVESTMENT SERVICES OF HARTFORD | INNOVATIVE INVESTMENTS | GOLDBERG LARKIN | AMERICAN NETWORK

CRD#: 110283 / SEC#: 801-29690

RIA
Registered Investment Advisory firm - (6/15/1987 Approved)
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Contact information

Main Address
50 Chestnut Street Suite A-400, Beavercreek, OH 45440
Mailing Address
Phone number
(937) 898-5010
Established
Firm type
Fiscal year end
# of Employees
46

SEC notice filing (49 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WESTMINSTER FINANCIAL ADVISORY CORP. ADV PART 2 2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts3,255
AUM (Assets Under Management)$ 1,224,901,646

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
11/14/2024
Cover Page
Report
02/26/2024
Cover Page
Report
12/09/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WESTMINSTER FINANCIAL ADVISORY CORP

CRD#: 110283Beavercreek, OH 45440

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