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BH

Brent A. Houck

SAYBRUS EQUITY SERVICES
SOUTHINGTON, CT
Some features on this profile are disabled
CRD#: 1393764
BH

Professional summary

Brent Allen Houck is a registered financial professional currently at SAYBRUS EQUITY SERVICES, LLC located in Southington, Connecticut.

Brent is registered as a RR (Registered Representative) and started their career in finance in 1985. Brent has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brent Allen Houck's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 25, 2012 - Present

SAYBRUS EQUITY SERVICES, LLC

BD
CRD#: 153319
SOUTHINGTON, CT
Past

January 29, 2010 - May 10, 2012

FIFTH THIRD SECURITIES, INC.

RIA
CRD#: 628
CLEARWATER, FL
Past

January 26, 2010 - May 10, 2012

FIFTH THIRD SECURITIES, INC.

BD
CRD#: 628
CLEARWATER, FL
Past

July 13, 2009 - January 19, 2010

OSAIC FA, INC.

RIA
CRD#: 3978
ST. PETERSBURG, FL
Past

July 13, 2009 - January 19, 2010

OSAIC FA, INC.

BD
CRD#: 3978
ST. PETERSBURG, FL
Past

August 16, 2005 - April 18, 2008

TRANSAMERICA FINANCIAL ADVISORS, INC.

BD
CRD#: 3600
TAMPA, FL
Past

June 12, 2000 - October 7, 2003

TOWER SQUARE SECURITIES, INC.

BD
CRD#: 833
EL SEGUNDO, CA
Past

June 1, 1998 - April 6, 2000

OSAIC FA, INC.

BD
CRD#: 3978
FORT WAYNE, IN
Past

August 14, 1985 - June 1, 1998

LINCOLN FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 145
RADNOR, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(5/25/2012)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/11/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/11/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 22
Date: 10/1/1985
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/13/1985
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SE
SAYBRUS EQUITY SERVICES, LLC
SAYBRUS EQUITY SERVICES, INC | SAYBRUS EQUITY SERVICES, LLC

CRD#: 153319 / SEC#: , 8-68521

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
One American Row, Hartford, CT 06102-5056
Mailing Address
P.o. Box 5056, Hartford, CT 06102-5056
Phone number
(860) 403-3100
Established
Delaware since 10/01/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SAYBRUS HOLDINGS, LLCPARENT COMPANY
ALI, AZIZVICE PRESIDENT5030560
CASSIDY, EDWARD WILLIAM JREXEC. VP / INTERNAL DIRECTOR1606787
COSTENBADER, WALTER RUSSELLFINOP1828345
HALPERIN, JEFFREY PAULINTERNAL DIRECTOR2899327
LOWE, MOIRA CRONANPRESIDENT / CEO / INTERNAL DIRECTOR4076427
MOORE, GIDEON CLOYESCHIEF LEGAL OFFICER7011735
SADOWSKI, ADAM MARKASSISTANT VICE PRESIDENT4578505
SIINO, KATHERINE MARYAVP & CHIEF COMPLIANCE OFFICER1666402
TOMKO, CHRISTINECFO, PFO, POO6989991
VIETRI, MICHAEL JOSEPHINTERNAL DIRECTOR1068983

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAYBRUS EQUITY SERVICES, LLC

CRD#: 153319Southington, CT

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