Robert T. Peters
Professional summary
Robert Thomas Peters, who also goes by Rob Peters, is a registered financial advisor currently at RETIREMENT NAVIGATION LLC located in Lakewood, Colorado.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Robert has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Thomas Peters's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 25, 2020 - Present
RETIREMENT NAVIGATION LLC
August 30, 2004 - May 3, 2019
CUNA BROKERAGE SERVICES, INC.
September 10, 2001 - October 11, 2002
WALNUT STREET SECURITIES, INC.
March 6, 2001 - July 10, 2001
UNDERWRITERS EQUITY CORPORATION
May 15, 1998 - January 6, 2001
ASCENSUS SECURITIES CORP.
November 12, 1996 - December 31, 1997
INVESTORS BROKERAGE SERVICES, INC.
May 31, 1988 - July 25, 1990
CAPITAL FINANCIAL SERVICES, INC.
January 9, 1987 - May 31, 1988
INVEST FINANCIAL CORPORATION
September 17, 1985 - January 5, 1987
CONSOLIDATED RESOURCES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/25/2020)
Exams
Current Firm
RETIREMENT NAVIGATION LLC
CRD#: 310962 / SEC#:
Contact information
Red Flags
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