Robert T. Peters
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Thomas Peters, who also goes by Rob Peters, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1985. Robert had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 25, 2020 - December 31, 2025
RETIREMENT NAVIGATION LLC
August 30, 2004 - May 3, 2019
CUNA BROKERAGE SERVICES, INC.
September 10, 2001 - October 11, 2002
WALNUT STREET SECURITIES, INC.
March 6, 2001 - July 10, 2001
UNDERWRITERS EQUITY CORPORATION
May 15, 1998 - January 6, 2001
ASCENSUS SECURITIES CORP.
November 12, 1996 - December 31, 1997
INVESTORS BROKERAGE SERVICES, INC.
May 31, 1988 - July 25, 1990
CAPITAL FINANCIAL SERVICES, INC.
January 9, 1987 - May 31, 1988
INVEST FINANCIAL CORPORATION
September 17, 1985 - January 5, 1987
CONSOLIDATED RESOURCES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RETIREMENT NAVIGATION LLC
CRD#: 310962 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
