Adam M. Farrell
Professional summary
Adam Macallister Farrell, who also goes by Adam M Farrell, is a registered financial professional currently at MIDLAND SECURITIES, LTD located in Montclair, New Jersey.
Adam is registered as a RR (Registered Representative) and started their career in finance in 1988. Adam has worked at 4 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Adam Macallister Farrell's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 2, 2018 - Present
MIDLAND SECURITIES, LTD
Office #1: 21 Church Street 2nd Floor, Montclair, NJ 07042March 30, 2012 - August 25, 2017
BNY MELLON CAPITAL MARKETS, LLC
January 30, 2009 - July 8, 2011
PERSHING ADVISOR SOLUTIONS LLC
September 9, 2005 - April 3, 2012
PERSHING LLC
May 1, 2003 - September 9, 2005
PERSHING ADVISOR SOLUTIONS LLC
May 25, 1988 - May 1, 2003
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/15/2019)
(6/26/2019)
(5/2/2018)
(3/1/2019)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
MIDLAND SECURITIES, LTD
CRD#: 23736 / SEC#: , 8-40685
Contact information
FINRA licenses (8 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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