James H. Bailey

BROOKSTONE WEALTH ADVISORS

Omaha, NE 68116

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CRD#: 1393256

Professional summary

James Herbert Bailey, who also goes by Jim Bailey, is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Omaha, Nebraska and TALON PRIVATE WEALTH, LLC located in The Villages, Florida.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. James has worked at 14 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jim Bailey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RETIREMENT WEALTH ADVISORS, INC; INVESTMENT RELATED; LONGWOOD, FL; INVESTMENT ADVISORY FIRM; IAR; STARTED 04/2019; 80 HOURS/MONTH DEVOTED DURING TRADING TALON PRIVATE WEALTH, LLC; INVESTMENT RELATED; THE VILLAGES, FL, INVESTMENT ADVISORY FIRM; IAR; START DATE: 04/2021

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Herbert Bailey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 25, 2019 - Present

BROOKSTONE WEALTH ADVISORS, LLC

Office #1: 3526 N 163 Rd Plaza, Omaha, NE 68116Office #2: 781 Ciara Creek Cove #1003, Longwood, FL 32750Office #3: 11974 Cr 101 Suite 103, The Villages, FL 32162

RIA

CRD#: 137658

Omaha, NE

Current

April 14, 2021 - Present

TALON PRIVATE WEALTH, LLC

Office #1: 11974 County Road 101 Suite 103, The Villages, FL 32162

RIA

CRD#: 298714

THE VILLAGES, FL

Past

June 11, 2009 - December 23, 2009

R.W. TOWT & ASSOCIATES

CRD#: 128837

SAN DIEGO, CA

Past

June 16, 2006 - June 12, 2007

EMMETT A LARKIN COMPANY, INC.

CRD#: 6625

TAMPA, FL

Past

September 22, 2005 - February 27, 2006

SALOMON GREY FINANCIAL CORPORATION

CRD#: 43413

DALLAS, TX

Past

March 28, 2003 - August 4, 2003

SALOMON GREY FINANCIAL CORPORATION

CRD#: 43413

DALLAS, TX

Past

June 11, 1999 - April 5, 2001

STELLAR INVESTMENTS, INC.

CRD#: 13814

TAMPA, FL

Past

October 4, 1996 - June 4, 1997

GLOBAL CAPITAL SECURITIES CORPORATION

CRD#: 16184

ENGLEWOOD, CO

Past

July 5, 1995 - November 5, 1996

DALLAS RESEARCH & TRADING, INC.

CRD#: 28806

DALLAS, TX

Past

September 26, 1994 - June 29, 1995

INVESTORS ASSOCIATES, INC.

CRD#: 958

HACKENSACK, NJ

Past

December 15, 1993 - September 23, 1994

TAJ GLOBAL EQUITIES, INC.

CRD#: 31768

TAMPA, FL

Past

July 16, 1991 - December 8, 1993

J. GREGORY & COMPANY, INC.

CRD#: 14892

Past

May 24, 1991 - July 30, 1991

BARRON CHASE SECURITIES, INC.

CRD#: 18969

BOCA RATON, FL

Past

November 27, 1990 - February 27, 1991

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

Past

July 24, 1985 - December 3, 1990

THE STUART-JAMES COMPANY, INCORPORATED

CRD#: 11691

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TALON PRIVATE WEALTH, LLC

TALON PRIVATE WEALTH, LLC | TALON WEALTH MANAGEMENT | TALON WEALTH

CRD#: 298714 / SEC#: 801-114857

RIA

Registered Investment Advisory firm - (3/15/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/6/2020)

IAR

Florida
(4/25/2019)

IAR

Iowa
(1/22/2024)

IAR

Nebraska
(6/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/23/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/21/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/20/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/26/1987

General Securities Principal Examination

Current Firm

TALON PRIVATE WEALTH, LLC

TALON PRIVATE WEALTH, LLC | TALON WEALTH MANAGEMENT | TALON WEALTH

CRD#: 298714 / SEC#: 801-114857

RIA

Registered Investment Advisory firm - (3/15/2019 Approved)

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Contact information

Main Address

11974 County Road 101 Suite 103, The Villages, FL 32162

Mailing Address

Phone number

(352) 751-3200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 ANNUAL AMENDMENT BROCHURE (5/1/2025)

Regulatory assets under management

Total Number of Accounts	4,586
AUM (Assets Under Management)	$ 876,912,760

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James H. Bailey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Herbert Bailey's CRS (Customer Relationship Summary).

Certified licenses

Experience

TALON PRIVATE WEALTH, LLC

R.W. TOWT & ASSOCIATES

EMMETT A LARKIN COMPANY, INC.

SALOMON GREY FINANCIAL CORPORATION

SALOMON GREY FINANCIAL CORPORATION

STELLAR INVESTMENTS, INC.

GLOBAL CAPITAL SECURITIES CORPORATION

DALLAS RESEARCH & TRADING, INC.

INVESTORS ASSOCIATES, INC.

TAJ GLOBAL EQUITIES, INC.

J. GREGORY & COMPANY, INC.

BARRON CHASE SECURITIES, INC.

CHATFIELD DEAN & CO., INC.

THE STUART-JAMES COMPANY, INCORPORATED

Primary Firm SEC Registration

TALON PRIVATE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/23/2019

Series 63

Date: 9/21/2005

Series 7

Date: 7/20/1985

Series 24

Date: 8/26/1987

Current Firm

TALON PRIVATE WEALTH, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TALON PRIVATE WEALTH, LLC

TRUST BUT VERIFY

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