James Herbert Bailey
Professional Summary
James Herbert Bailey, who also goes by Jim Bailey, is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Omaha, Nebraska and TALON LLC located in Longwood, Florida. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. James has worked at 14 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jim Bailey
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
41 years in the financial services industry
Current & Past Employments
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Current Firm
BLUE COLLAR DOLLAR | TALON WEALTH MANAGEMENT | TALON WEALTH | TALON PRIVATE WEALTH, LLC | TALON PRIVATE WEALTH | TALON LLC
Contact Information
Main Address
151 Calle De San Francisco Suite 200, San Juan, PR 00901Mailing Address
11974 County Road 101 Suite 103, The Villages, FL 32162Phone Number
(352) 751-3200# of Employees
22SEC notice filing (15 States and Territories)
Registered to provide investment advisory services in 15 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
11,189AUM (Assets Under Management)
$1,060,316,193Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BLUE COLLAR DOLLAR | TALON WEALTH MANAGEMENT | TALON WEALTH | TALON PRIVATE WEALTH, LLC | TALON PRIVATE WEALTH | TALON LLC
State Registrations and Notice Filings
(4/25/2019)
(1/22/2024)
(6/30/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view James Herbert Bailey's CRS (Customer Relationship Summary).
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