Patrick J. Dunham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Joseph Dunham, who also goes by Patrick Dunham, was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1985. Patrick had worked at 4 firms and has passed the SIE, Series 56 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2014 - April 11, 2017
G2 TRADING LLC
October 27, 2011 - November 10, 2011
BELVEDERE TRADING LLC
May 4, 2011 - September 30, 2011
PANOS TRADING, LLC
September 6, 1985 - April 12, 1989
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 56
Date: 10/7/2014
Proprietary Trader Qualification ExaminationCurrent Firm
G2 TRADING LLC
CRD#: 159978 / SEC#: , 8-69026
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
