Kenneth A. Roberts
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Alan Roberts, CFP® was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1985. Kenneth had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1984
Experience
March 7, 2018 - December 31, 2025
FINANCIAL PATHWAYS
January 2, 2009 - June 5, 2009
ASSOCIATED SECURITIES CORP.
February 7, 1992 - December 31, 2008
FSC SECURITIES CORPORATION
November 26, 1988 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
November 26, 1988 - November 20, 1989
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
December 11, 1985 - February 7, 1992
BRITSON INVESTMENTS, INC.
July 30, 1985 - November 18, 1985
LPL FINANCIAL LLC
State Registrations and Notice Filings
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Exams
Current Firm
FINANCIAL PATHWAYS
CRD#: 133906 / SEC#:
Contact information
Red Flags
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