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TC

Thomas F. Carney

THE CARNEY GROUP
Delray Beach, FL 33483
Some features on this profile are disabled
CRD#: 1392795
TC

Professional summary

Thomas Francis Carney JR is a registered financial professional currently at THE CARNEY GROUP, INCORPORATED located in Delray Beach, Florida.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 1986. Thomas has worked at 1 firm and has passed the Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Francis Carney JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 2, 1986 - Present

THE CARNEY GROUP, INCORPORATED

Office #1: 135 S.e. 5th Avenue, Suite 202, Delray Beach, FL 33483Office #2: 135 S.e. 5th Avenue, Suite 202, Delray Beach, FL 33483
BD
CRD#: 16671
Delray Beach, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(1/1/1989)

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/17/1985
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/3/1986
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TC
THE CARNEY GROUP, INCORPORATED
CARNEY AND COMPANY, INCORPORATED | THE CARNEY GROUP, INCORPORATED

CRD#: 16671 / SEC#: , 8-34349

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
135 S.e. 5th Avenue, Suite 202, Delray Beach, FL 33483
Mailing Address
135 S.e. 5th Avenue, Suite 202, Delray Beach, FL 33483
Phone number
(561) 330-8140
Established
Florida since 08/19/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CARNEY, THOMAS FRANCIS JRCCO
ARCURI, IGNATIUS PAULFINANCIAL OPERATIONS PRINCIPAL861901

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE CARNEY GROUP, INCORPORATED

CRD#: 16671Delray Beach, FL 33483

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