John L. Jordan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Lawrence Jordan was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1985. John had worked at 1 firm and has passed the Series 99TO, SIE, Series 7, Series 14, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 1985 - February 18, 2025
FIRST SOUTH CAROLINA SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
FIRST SOUTH CAROLINA SECURITIES, INC.
CRD#: 16651 / SEC#: , 8-34299
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JORDAN, JOHN LAWRENCE | PRESIDENT/CHIEF COMPLIANCE OFFICER,PFO,POO | |
| LAWHEAD, SUSAN FAULKENBERRY | OPERATIONS SUPERVISOR | 1389373 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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