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Robin Tom Naylor

SPRYLEN WEALTH MANAGEMENT
KENT, WA
·CRD# 1392433·41 years experience

Professional Summary

Robin Tom Naylor, who also goes by Rob Naylor, Robin T Naylor, is a registered financial advisor currently at SPRYLEN WEALTH MANAGEMENT, LLC located in Kent, Washington and EMERSON EQUITY LLC located in Kent, Washington. Robin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Robin has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Rob Naylor, Robin T Naylor

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

SPRYLEN WEALTH MANAGEMENT, LLC·CRD# 297592
RIA
1. Kent, WA2. P.o. Box 7144, Covington, WA 98042
October 2, 2018 - Present
EMERSON EQUITY LLC·CRD# 130032
RIA
BD
Kent, WA
May 22, 2018 - Present
COLONY PARK FINANCIAL SERVICES LLC.·CRD# 41534
RIA
Kent, WA
December 17, 2014 - July 9, 2018
SANDLAPPER SECURITIES, LLC·CRD# 137906
BD
Greenville, SC
October 14, 2014 - May 25, 2018
CENTAURUS FINANCIAL, INC.·CRD# 30833
RIA
Kent, WA
January 25, 2012 - December 31, 2012
CENTAURUS FINANCIAL, INC.·CRD# 30833
BD
Kent, WA
January 23, 2012 - December 31, 2012
PACIFIC WEST FINANCIAL CONSULTANTS INC·CRD# 108728
RIA
Covington, WA
June 23, 1998 - January 24, 2012
PACIFIC WEST SECURITIES, INC.·CRD# 6390
BD
Kent, WA
March 19, 1998 - December 31, 2011
1717 CAPITAL MANAGEMENT COMPANY·CRD# 4082
BD
Newark, DE
March 10, 1993 - December 16, 1997
G. R. PHELPS & CO., INC.·CRD# 173
BD
September 13, 1985 - November 20, 1991

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Current Firm

SW
SPRYLEN WEALTH MANAGEMENT, LLC

SPRYLEN WEALTH MANAGEMENT, LLC

CRD#: 297592
Washington
Registered Investment Advisory firm - Washington (10/2/2018 Approved)

Contact Information

Main Address

Kent, WA

Phone Number

(253) 638-7121

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

19

AUM (Assets Under Management)

$5,693,058

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)SPRYLEN WEALTH MANAGEMENT, LLC, INVESTMENT-RELATED, 18331 SE 280TH STREET KENT, WA 98042; MANAGED MONEY AND FINCIAL PLANNING, OWNER / MANAGER AS OF JUNE 2018; 30-60 HOURS PER MONTH; MARKETING AND BUILDING A BOOK OF BUSINESS; ASSESSING RISK TOLERANCE, BUILDING PORTFOLIOS, MONITORING, CHANGING ALLOCATIONS AS LIFE CHANGING EVENTS DEVELOP. 2) NAYLOR INSURANCE & FINANCIAL SERVICES, INC. 18831 SE 280TH STREET KENT, WA 98042, SINCE 1994. SALES OF NON-VARIABLE INSURANCE PRODUCTS, THEREFORE, NON INVESTMENT REALTED AS PER INSURANCE INDUSTRY. LIFE AND FIXED AND FIXED INDEXED ANNUITIES ARE "SAVINGS PRODUCTS" MY ROLE IS SALES 30-60 HRS PER MONTH 8AM TO 5 PM PT.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(5/22/2018)
RR
California
(5/22/2018)
RR
Idaho
(6/17/2025)
RR
Utah
(5/22/2018)
RR
Washington
(5/22/2018)
IAR
Washington
(10/2/2018)
RR
Wyoming
(5/22/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 1998About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1988About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1986About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 1985About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Robin Tom Naylor's CRS (Customer Relationship Summary).

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