Randy G. Paas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randy Gerd Paas was a registered financial professional .
Randy is a previously registered financial professional and started their career in finance in 1985. Randy had worked at 10 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2022 - September 30, 2025
QUASAR DISTRIBUTORS, LLC
June 29, 2018 - December 31, 2022
COMPASS DISTRIBUTORS, LLC
January 21, 2014 - June 28, 2018
COMMONWEALTH AUSTRALIA SECURITIES LLC
May 31, 2011 - February 3, 2012
DWS DISTRIBUTORS, INC.
October 29, 2007 - May 31, 2011
DEAM INVESTOR SERVICES, INC.
January 29, 2003 - April 10, 2007
INVESCO ADVISERS, INC.
April 26, 1993 - January 18, 1994
INVESCO DISTRIBUTORS, INC.
June 12, 1991 - March 20, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
November 28, 1989 - March 22, 1993
AELTUS CAPITAL, INC
August 22, 1985 - October 7, 1987
AETNA LIFE INSURANCE AND ANNUITY COMPANY
August 22, 1985 - December 21, 1989
AETNA FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUASAR DISTRIBUTORS, LLC
CRD#: 103848 / SEC#: , 8-52323
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
