Patricia M. Hannibal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patricia M Hannibal, who also goes by Patricia Marie Bredenkoetter, Patricia Marie Hannibal, was a registered financial professional .
Patricia is a previously registered financial professional and started their career in finance in 1989. Patricia had worked at 5 firms and has passed the Series 66, Series 79TO, Series 52TO, Series 99TO, SIE, Series 7, Series 52, Series 14, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2014 - March 2, 2015
WELLS FARGO INSTITUTIONAL SECURITIES, LLC
April 7, 2014 - April 30, 2025
WELLS FARGO SECURITIES, LLC
June 18, 2010 - March 18, 2014
U.S. BANCORP INVESTMENTS, INC.
August 7, 2009 - November 6, 2009
WELLS FARGO BROKERAGE SERVICES, L.L.C.
August 7, 2009 - June 18, 2010
WELLS FARGO INSTITUTIONAL SECURITIES, LLC
November 26, 2007 - June 18, 2010
WELLS FARGO SECURITIES, LLC
October 23, 2002 - November 26, 2007
A. G. EDWARDS & SONS, INC.
January 18, 1989 - April 24, 1995
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
WELLS FARGO INSTITUTIONAL SECURITIES, LLC
CRD#: 5958 / SEC#: , 8-16600
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WELLS FARGO GAMING CAPITAL, LLC. | PARENT | |
| ALTAMURA, VINCENT | SECRETARY | 5794473 |
| DEROCHI, JENNIFER ANNE | CHIEF COMPLIANCE OFFICER | 2072858 |
| HIGHUM, JON ALAN | PRESIDENT | 1848219 |
| MULLINS, TIMOTHY PAUL | DIRECTOR | 1591930 |
| NIEDFELDT, JOAN CAROLE | CHIEF FINANCIAL OFFICER | 724703 |
| PRIMAVERA, TODD GERALD | CHIEF OPERATIONS OFFICER | 2416001 |
| WEISS, JONATHAN GEOFFREY | DIRECTOR | 2362764 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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