Jon S. Webber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jon Scott Webber, who also goes by Jon Scott Webber, Jon Webber, was a registered financial professional .
Jon is a previously registered financial professional and started their career in finance in 1985. Jon had worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 22 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 9, 2021 - June 25, 2024
VISION 4 FUND DISTRIBUTORS
August 17, 2017 - June 18, 2021
PATRICK CAPITAL MARKETS, LLC
March 17, 2006 - May 30, 2017
JANUS HENDERSON DISTRIBUTORS US LLC
January 2, 2004 - July 22, 2004
NEXT FINANCIAL GROUP, INC.
August 20, 1999 - January 6, 2003
VOYA FINANCIAL PARTNERS, LLC
May 3, 1999 - August 18, 1999
PARK AVENUE SECURITIES LLC
November 8, 1994 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
August 22, 1985 - October 7, 1987
AETNA LIFE INSURANCE AND ANNUITY COMPANY
August 22, 1985 - December 21, 1989
AETNA FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VISION 4 FUND DISTRIBUTORS
CRD#: 298105 / SEC#: , 8-70175
Contact information
FINRA licenses (27 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GARD, DAVID WAYNE | MANAGING DIRECTOR | 722647 |
| JOHNSON, HENRY P | MANAGING DIRECTOR | 5559118 |
| KUJALOWICZ, PAUL EDWARD | PRESIDENT/MANAGING DIRECTOR | 1020049 |
| SULLIVAN, CORNELIUS JOSEPH | MANAGING DIRECTOR | 2094448 |
| VAINISI, JEROME ARTHUR | CHIEF EXECUTIVE OFFICER | 2011056 |
| FOSTER, TODD MICHAEL | PASSIVE MEMBER | 3024634 |
| GREER, JOHN WILLIAM | PASSIVE MEMBER | 6148298 |
| LEE, BRYAN MATTHEW | PASSIVE MEMBER | 4779819 |
| QUALTERS, DONALD P | PASSIVE MEMBER | 3184519 |
| DAVIS, TAYLOR RENEE | CHIEF COMPLIANCE OFFICER | 5384424 |
| PORTWOOD, WILLIAM BOYCE | CHIEF FINANCIAL OFFICER/FINOP/PFO/POO | 4853700 |
Red Flags
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