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JW

Jon Scott Webber

CRD# 1392133·Registered 1985 - 2024
Previously Registered: Being a previously registered professional could mean that Jon is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jon Scott Webber, who also goes by Jon Scott Webber, Jon Webber, was a registered financial advisor. Jon was a previously registered financial professional and started their career in finance 1985 - 2024. Jon had worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 22 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jon Scott Webber, Jon Webber

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

VISION 4 FUND DISTRIBUTORS·CRD# 298105
BD
Scottsdale, AZ
June 9, 2021 - June 25, 2024
PATRICK CAPITAL MARKETS, LLC·CRD# 16518
BD
Corona Del Mar, CA
August 17, 2017 - June 18, 2021
JANUS HENDERSON DISTRIBUTORS US LLC·CRD# 28832
BD
Denver, CO
March 17, 2006 - May 30, 2017
NEXT FINANCIAL GROUP, INC.·CRD# 46214
BD
Houston, TX
January 2, 2004 - July 22, 2004
VOYA FINANCIAL PARTNERS, LLC·CRD# 34815
BD
Windsor, CT
August 20, 1999 - January 6, 2003
PARK AVENUE SECURITIES LLC·CRD# 46173
BD
New York, NY
May 3, 1999 - August 18, 1999
GUARDIAN INVESTOR SERVICES LLC·CRD# 6635
BD
New York, NY
November 8, 1994 - May 3, 1999
AETNA LIFE INSURANCE AND ANNUITY COMPANY·CRD# 13256
BD
August 22, 1985 - October 7, 1987
AETNA FINANCIAL SERVICES, INC.·CRD# 13255
BD
Hartford, CT
August 22, 1985 - December 21, 1989

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Current Firm

V4
VISION 4 FUND DISTRIBUTORS

VISION 4 FUND DISTRIBUTORS | VISION 4 FUND DISTRIBUTORS LLC

CRD#: 298105 / SEC#: 8-70175
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

9260 E. Raintree Drive Suite 100, Scottsdale, AZ 85260

Mailing Address

9260 E. Raintree Drive Suite 100, Scottsdale, AZ 85260

Phone Number

(480) 634-6980

Established

Delaware since 01/23/2017

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (28 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
GARD, DAVID WAYNEMANAGING DIRECTOR722647
JOHNSON, HENRY PMANAGING DIRECTOR5559118
KUJALOWICZ, PAUL EDWARDPRESIDENT/MANAGING DIRECTOR1020049
SULLIVAN, CORNELIUS JOSEPHMANAGING DIRECTOR2094448
VAINISI, JEROME ARTHURCHIEF EXECUTIVE OFFICER2011056
FOSTER, TODD MICHAELPASSIVE MEMBER3024634
GREER, JOHN WILLIAMPASSIVE MEMBER6148298
LEE, BRYAN MATTHEWPASSIVE MEMBER4779819
QUALTERS, DONALD PPASSIVE MEMBER3184519
DAVIS, TAYLOR RENEECHIEF COMPLIANCE OFFICER5384424
PORTWOOD, WILLIAM BOYCECHIEF FINANCIAL OFFICER/FINOP/PFO/POO4853700

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1994About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2006About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 1994About the Series 6 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Mar 1986About the Series 22 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Feb 2000About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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