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Gjermund Fredrick Hoyme

CRD# 1392118·Registered 1985 - 2019
Previously Registered: Being a previously registered professional could mean that Gjermund is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gjermund Fredrick Hoyme, who also goes by Gerry Hoyme, Gjermund Hoyme, was a registered financial advisor. Gjermund was a previously registered financial professional and started their career in finance 1985 - 2019. Gjermund had worked at 9 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gerry Hoyme, Gjermund Hoyme

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

SECURITY DISTRIBUTORS·CRD# 3336
BD
Topeka, KS
June 8, 2017 - December 5, 2019
FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
Portland, ME
May 3, 2016 - July 18, 2016
GUGGENHEIM FUNDS DISTRIBUTORS, LLC·CRD# 39805
BD
Chicago, IL
March 25, 2011 - September 30, 2015
MORGAN STANLEY·CRD# 149777
RIA
Purchase, NY
June 1, 2009 - April 15, 2011
MORGAN STANLEY·CRD# 149777
BD
Purchase, NY
June 1, 2009 - April 15, 2011
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
RIA
Los Angeles, CA
July 8, 1997 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
August 28, 1996 - June 1, 2009
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
May 10, 1994 - April 17, 1995
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
May 10, 1994 - April 17, 1995
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
September 24, 1992 - July 28, 1993
TRANSAMERICA CAPITAL, LLC·CRD# 8217
BD
Denver, CO
August 25, 1986 - August 14, 1992
UR FINANCIAL, INC.·CRD# 10509
BD
September 5, 1985 - August 11, 1986

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Current Firm

SD
SECURITY DISTRIBUTORS

SECURITY DISTRIBUTORS | SECURITY DISTRIBUTORS, LLC | SECURITY DISTRIBUTORS, INC.

CRD#: 3336 / SEC#: 8-10781
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

One Security Benefit Place, Topeka, KS 66636-0001

Mailing Address

One Security Benefit Place, Topeka, KS 66636

Phone Number

(785) 438-3000

Established

Kansas since 03/06/1962

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
SECURITY BENEFIT LIFE INSURANCE COMPANYMEMBER—
AULETA, KURT EUGENESENIOR VICE PRESIDENT, SALES MANAGER WEST2463399
BISHOP, COLIN WILLIAMCFO, TREASURER & FINOP7787724
BYRNES, DAVID GERARDPRESIDENT & HEAD OF DISTRIBUTION1318905
CARR, MARK JOSEPHASSISTANT VICE PRESIDENT2833346
GARHART, GREGORY CHRISTOPHERVICE PRESIDENT, CHIEF COMPLIANCE OFFICER & AML CHIEF COMPLIANCE OFFICER5118892
JACQUINOT, JUSTIN ABERSENIOR VICE PRESIDENT, DIRECT RELATIONSHIPS4437252
KILEY, JAMES JSENIOR VICE PRESIDENT, EDUCATION MARKET & AFFILIATES1278905
MAGHINI, MICHAEL THOMASSENIOR VICE PRESIDENT, NATIONAL ACCOUNTS1239692
POLLOCK, ALISON JANELVICE PRESIDENT & SECRETARY6743861
REIDY, MICHAEL KEVINSENIOR VICE PRESIDENT1323936
ROCHA, MATTHEW VINCENTSENIOR VICE PRESIDENT, SALES MANAGER EAST5207062
TALLEN, AARON MARSHALVICE PRESIDENT, INSIDE SALES, 401K AND DEFINED CONTRIBUTIONS4455856
WELLS, RICHARD JAMESSENIOR VICE PRESIDENT2622640
WILEY, DONALD ANDREWVICE PRESIDENT1132196
YOUNG, LISA MICHELLEASSISTANT TREASURER2596425

Disclosures

Regulatory Event

5

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1985About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 22 — Direct Participation Programs Representative Examination

Passed Nov 1985About the Series 22 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 1985About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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