Michael W. Boone

BOONE WEALTH ADVISORS

Bellevue, WA 98004

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CRD#: 1391875

Professional summary

Michael Willard Boone, CFP® is a registered financial advisor currently at BOONE WEALTH ADVISORS, LLC located in Bellevue, Washington.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Michael has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 02/11/1997: MICHAEL W. BOONE - INV REL - NON-VARIABLE INSURANCE - NO TIME SPENT - INDEPENDENT INSURANCE AGENCY (2) 09/19/2011: R120 - NOT INV REL - NON-PROFIT BOARD MEMBER - FOUNDER AND THE PRESIDENT OF R120, A 501(C)(3) CHARITY INVOLVED IN CHRISTIAN CHARITY WORK DOMESTICALLY AND OVERSEAS (3) 08/30/2013: MWBOONE AND ASSOCIATES, LLC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) (4) 07/03/2014: MWBOONE CREATES, LLC - NOT INV REL - HOME BASED - PHOTOGRAPHY, WRITING, OTHER CREATIVE PROJECTS - START 05/30/2014 - 3 HR/MO NONE DURING SECS TRDG HRS - OWNER/AUTHOR/ARTIST/DESIGNER (5) 10/22/2014: MWBOONE AND ASSOCIATES, LLC - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR: (HYBRID) MWBOONE AND ASSOCIATES, LLC - START 09/05/2014 - 80 HR/MO 4 DURING SECS TRDG HRS (6) Fidelitas Wines, LLC; not investment-related; Richland, WA; winery; partner; 07/31/2019; 1 hr/month; 0 during securities trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Willard Boone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1991

Experience

Current

January 12, 2018 - Present

BOONE WEALTH ADVISORS, LLC

Office #1: 500 108th Ave Ne Suite 1840, Bellevue, WA 98004

RIA

CRD#: 116682

Bellevue, WA

Past

September 26, 2006 - January 27, 2017

BOONE WEALTH ADVISORS, LLC

RIA

CRD#: 116682

BELLEVUE, WA

Past

February 25, 1997 - October 28, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

BELLEVUE, WA

Past

February 14, 1997 - July 6, 2016

LPL FINANCIAL LLC

CRD#: 6413

BELLEVUE, WA

Past

December 14, 1990 - February 14, 1997

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

August 25, 1989 - January 16, 1991

FIRST AFFILIATED SECURITIES

CRD#: 23737

LA JOLLA, CA

Past

April 25, 1988 - August 25, 1989

PFG SECURITIES, INC.

CRD#: 15401

Past

June 23, 1987 - May 6, 1988

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

June 24, 1986 - June 25, 1987

NATIONAL SECURITIES CORPORATION

CRD#: 7569

Past

August 7, 1985 - June 18, 1986

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BOONE WEALTH ADVISORS, LLC

CRD#: 116682 / SEC#: 801-81073

RIA

Registered Investment Advisory firm - (3/31/2015 Approved)

Washington

Registered Investment Advisory firm - (4/1/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(1/12/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/10/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/13/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/6/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/19/1986

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/6/1985

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/20/1997

General Securities Principal Examination

Current Firm

BOONE WEALTH ADVISORS, LLC

CRD#: 116682 / SEC#: 801-81073

RIA

Registered Investment Advisory firm - (3/31/2015 Approved)

Washington

Registered Investment Advisory firm - (4/1/2015 Terminated)

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Contact information

Main Address

500 108th Ave Ne Suite 1840, Bellevue, WA 98004

Mailing Address

Phone number

(425) 462-6406

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - APPENDIX 1: WRAP FEE BROCHURE (3/20/2025)

FORM ADV PART 2A - FIRM BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	598
AUM (Assets Under Management)	$ 639,367,416

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael W. Boone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Willard Boone's CRS (Customer Relationship Summary).

Certified licenses

Experience

BOONE WEALTH ADVISORS, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CETERA WEALTH SERVICES, LLC

FIRST AFFILIATED SECURITIES

PFG SECURITIES, INC.

UBS FINANCIAL SERVICES INC.

NATIONAL SECURITIES CORPORATION

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

BOONE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/10/1992

Series 63

Date: 8/13/1985

SIE

Date: 7/6/2016

Series 7

Date: 7/19/1986

Series 6

Date: 8/6/1985

Series 24

Date: 3/20/1997

Current Firm

BOONE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BOONE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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