Jeffrey E. Brothers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Eric Brothers was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1997. Jeffrey had worked at 3 firms and has passed the Series 2 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2020 - November 4, 2025
DUCENTA SQUARED ASSET MANAGEMENT
June 28, 2016 - July 21, 2020
TORTOISE CREDIT STRATEGIES, LLC
July 8, 1997 - June 21, 2016
BRADFORD & MARZEC, LLC
Primary Firm SEC Registration
DUCENTA SQUARED ASSET MANAGEMENT
CRD#: 308920 / SEC#: 801-118857
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 5/24/1995
Non-Member General Securities ExaminationCurrent Firm
DUCENTA SQUARED ASSET MANAGEMENT
CRD#: 308920 / SEC#: 801-118857
Contact information
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 467 |
| AUM (Assets Under Management) | $ 3,168,066,076 |
Red Flags
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