Terry F. Ritchie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terry Frank Ritchie was a registered financial professional .
Terry is a previously registered financial professional and started their career in finance in 1985. Terry had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2021 - October 12, 2022
CARDINAL POINT WEALTH MANAGEMENT
May 30, 2013 - August 25, 2025
CARDINAL POINT WEALTH MANAGEMENT
April 4, 2013 - November 1, 2021
CARDINAL POINT WEALTH MANAGEMENT, LLC
August 17, 2006 - April 2, 2013
TRANSITION FINANCIAL ADVISORS GROUP, LLC
October 24, 1990 - October 16, 1995
WEALTH RESOURCE CAPITAL CORPORATION
November 7, 1989 - October 24, 1990
TITAN/VALUE EQUITIES GROUP, INC.
March 25, 1988 - July 7, 1988
SOUTHWEST CAPITAL SECURITIES CORPORATION
July 1, 1986 - November 7, 1989
VALUE EQUITIES CORPORATION
August 20, 1985 - July 1, 1986
MAI SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CARDINAL POINT WEALTH MANAGEMENT
CRD#: 316266 / SEC#: 801-122341
Contact information
Regulatory assets under management
| Total Number of Accounts | 802 |
| AUM (Assets Under Management) | $ 642,036,454 |
Red Flags
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