Bernhard Hoffmann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bernhard Hoffmann III, who also goes by Bernhard Hoffman III, Bernhard Hoffmann, Charlie Hoffmann, Bernhard Hoffmanniii, was a registered financial professional .
Bernhard is a previously registered financial professional and started their career in finance in 1986. Bernhard had worked at 9 firms and has passed the Series 63, SIE, Series 82, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2016 - October 1, 2018
GROWTH CAPITAL SERVICES, INC.
October 26, 2001 - December 31, 2003
EHS SECURITIES, LLC
July 10, 2001 - August 30, 2001
OFFROAD SECURITIES, INC.
July 6, 1999 - April 27, 2001
PRUDENTIAL EQUITY GROUP, LLC
January 1, 1997 - July 2, 1999
VECTOR SECURITIES INTERNATIONAL, INC.
March 10, 1994 - January 17, 1996
CLEARY GULL REILAND & MCDEVITT INC.
June 26, 1992 - December 17, 1993
THE CHICAGO CORPORATION
September 18, 1989 - April 12, 1991
CREDIT SUISSE SECURITIES (USA) LLC
January 29, 1986 - October 10, 1989
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROWTH CAPITAL SERVICES, INC.
CRD#: 124658 / SEC#: , 8-65705
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Financial | 1 |
Red Flags
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