Samuel A. Epstein
Professional summary
Samuel Abraham Epstein is a registered financial advisor currently at HURWITZ ASSOCIATES, INC. located in Belle Harbor, New York.
Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Samuel has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 9, Series 10 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Samuel Abraham Epstein's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 22, 2024 - Present
HURWITZ ASSOCIATES, INC.
April 26, 2016 - March 23, 2022
KESTRA ADVISORY SERVICES, LLC
May 21, 2015 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
May 1, 2015 - March 23, 2022
KESTRA INVESTMENT SERVICES, LLC
December 19, 2008 - May 5, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 5, 2008 - May 5, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 2, 2007 - December 9, 2008
MORGAN STANLEY & CO. LLC
October 25, 1985 - April 2, 2007
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/12/2024)
(5/22/2024)
Exams
Series 8
Date: 8/13/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
HURWITZ ASSOCIATES, INC.
CRD#: 133472 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 196 |
| AUM (Assets Under Management) | $ 58,901,630 |
Red Flags
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